UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
12-31-2022
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
SummerHaven Investment Management, LLC
Address:
1266 E Main Street, 4th Floor
Stamford, CT 06902
Form 13F File Number:
028-21013

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Kurt Nelson
Title:
Managing Partner
Phone:
203-352-2700


Signature, Place, and Date of Signing:

/s/ Kurt Nelson
                         [Signature]
Stamford, CONNECTICUT
                 [City, State]
01-18-2023
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
199
Form 13F Information table Value Total:
167746295
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABERCROMBIE & FITCH COCL A0028962071,049,59945,814SHSOLE 0 0 45,814
ABM INDS INCCOM000957100805,86818,142SHSOLE 0 0 18,142
ADAPTHEALTH CORPCOMMON STOCK00653Q102770,06940,066SHSOLE 0 0 40,066
ADVANSIX INCCOM00773T101875,79123,035SHSOLE 0 0 23,035
AGCO CORPCOM0010841021,149,6018,289SHSOLE 0 0 8,289
ALPHA & OMEGA SEMICONDUCTORSHSG6331P104672,82423,550SHSOLE 0 0 23,550
A-MARK PRECIOUS METALS INCCOM00181T107963,16727,733SHSOLE 0 0 27,733
AMERICAN AXLE & MFG HLDGS INCOM024061103779,31899,657SHSOLE 0 0 99,657
AMERICAN EAGLE OUTFITTERS INCOM02553E106917,21465,703SHSOLE 0 0 65,703
AMERICAN WOODMARK CORPORATIOCOM030506109835,65317,103SHSOLE 0 0 17,103
AMKOR TECHNOLOGY INCCOM0316521001,130,84947,158SHSOLE 0 0 47,158
AMN HEALTHCARE SVCS INCCOM001744101715,3196,957SHSOLE 0 0 6,957
AMPLIFY ENERGY CORP NEWCOM03212B1031,159,366131,896SHSOLE 0 0 131,896
ANDERSONS INCCOM034164103890,63525,454SHSOLE 0 0 25,454
ANYWHERE REAL ESTATE INCCOM75605Y106492,08177,008SHSOLE 0 0 77,008
APOGEE ENTERPRISES INCCOM037598109901,82720,284SHSOLE 0 0 20,284
ARCBEST CORPCOM03937C105716,01910,223SHSOLE 0 0 10,223
ARROW ELECTRS INCCOM042735100724,4616,928SHSOLE 0 0 6,928
ATKORE INCCOM0476491081,022,3689,014SHSOLE 0 0 9,014
ATLAS AIR WORLDWIDE HLDGS INCOM NEW0491642051,293,16312,829SHSOLE 0 0 12,829
AUTONATION INCCOM05329W102728,2456,787SHSOLE 0 0 6,787
AVIS BUDGET GROUPCOM053774105829,8145,062SHSOLE 0 0 5,062
AVNET INCCOM053807103740,33217,805SHSOLE 0 0 17,805
AXCELIS TECHNOLOGIES INCCOM NEW0545402081,163,65614,663SHSOLE 0 0 14,663
AZZ INCCOM002474104778,23219,359SHSOLE 0 0 19,359
BANCORP INC DELCOM05969A1051,080,82438,084SHSOLE 0 0 38,084
BIG 5 SPORTING GOODS CORPCOM08915P101585,57066,316SHSOLE 0 0 66,316
BIG LOTS INCCOM089302103497,49233,843SHSOLE 0 0 33,843
BLUELINX HLDGS INCCOM NEW09624H208773,74810,881SHSOLE 0 0 10,881
BOISE CASCADE CO DELCOM09739D100860,57212,532SHSOLE 0 0 12,532
BRINKS COCOM109696104728,03913,555SHSOLE 0 0 13,555
BUCKLE INCCOM1184401061,274,92528,113SHSOLE 0 0 28,113
BUILD-A-BEAR WORKSHOP INCCOM1200761041,190,28449,928SHSOLE 0 0 49,928
BUILDERS FIRSTSOURCE INCCOM12008R107805,42012,414SHSOLE 0 0 12,414
CALERES INCCOM129500104655,45529,419SHSOLE 0 0 29,419
CARS COM INCCOM14575E1051,092,66379,351SHSOLE 0 0 79,351
CATALYST PHARMACEUTICALS INCCOM14888U1011,851,87299,563SHSOLE 0 0 99,563
CENTURY ALUM COCOM156431108894,737109,381SHSOLE 0 0 109,381
CENTURY CMNTYS INCCOM156504300786,40715,725SHSOLE 0 0 15,725
CHILDRENS PL INC NEWCOM168905107690,01318,946SHSOLE 0 0 18,946
CHORD ENERGY CORPORATIONCOM NEW6742152071,016,6357,431SHSOLE 0 0 7,431
CITI TRENDS INCCOM17306X102891,82033,679SHSOLE 0 0 33,679
COHU INCCOM192576106939,93029,327SHSOLE 0 0 29,327
COMMERCIAL METALS COCOM2017231031,105,63522,891SHSOLE 0 0 22,891
CONNS INCCOM208242107582,30984,638SHSOLE 0 0 84,638
CONSOLIDATED COMM HLDGS INCCOM209034107410,118114,558SHSOLE 0 0 114,558
CONSTELLIUM SECL A SHSF21107101709,84760,004SHSOLE 0 0 60,004
CORECIVIC INCCOM21871N101806,73869,787SHSOLE 0 0 69,787
COSTAMARE INCSHSY1771G102671,79872,392SHSOLE 0 0 72,392
CROSS CTRY HEALTHCARE INCCOM227483104851,62232,052SHSOLE 0 0 32,052
CTS CORPCOM126501105909,89223,082SHSOLE 0 0 23,082
CUSTOMERS BANCORP INCCOM23204G100633,45622,352SHSOLE 0 0 22,352
CVR ENERGY INCCOM12662P108788,26425,152SHSOLE 0 0 25,152
DELUXE CORPCOM248019101627,29236,943SHSOLE 0 0 36,943
DIODES INCCOM254543101924,87312,147SHSOLE 0 0 12,147
DONNELLEY FINL SOLUTIONS INCCOM25787G1001,002,31025,933SHSOLE 0 0 25,933
DORIAN LPG LTDSHS USDY2106R1101,024,93054,086SHSOLE 0 0 54,086
DXC TECHNOLOGY COCOM23355L106717,83227,088SHSOLE 0 0 27,088
EAGLE BULK SHIPPING INCCOMY2187A150882,64017,674SHSOLE 0 0 17,674
EAGLE PHARMACEUTICALS INCCOM269796108514,68217,608SHSOLE 0 0 17,608
EBIX INCCOM NEW278715206840,65542,117SHSOLE 0 0 42,117
EDGEWELL PERS CARE COCOM28035Q102829,07221,512SHSOLE 0 0 21,512
EMERGENT BIOSOLUTIONS INCCOM29089Q105299,34825,347SHSOLE 0 0 25,347
ENCORE WIRE CORPCOM2925621051,019,5957,412SHSOLE 0 0 7,412
ENOVIS CORPORATIONCOM194014502769,18914,372SHSOLE 0 0 14,372
EPLUS INCCOM294268107672,92315,197SHSOLE 0 0 15,197
ETHAN ALLEN INTERIORS INCCOM297602104967,50036,620SHSOLE 0 0 36,620
EXTREME NETWORKSCOM30226D1061,525,13183,295SHSOLE 0 0 83,295
FERROGLOBE PLCSHSG33856108552,521143,512SHSOLE 0 0 143,512
FIRST AMERN FINL CORPCOM31847R102743,12314,198SHSOLE 0 0 14,198
FIRST BANCORP P RCOM NEW318672706739,04558,101SHSOLE 0 0 58,101
FIRST COMWLTH FINL CORP PACOM319829107798,39957,151SHSOLE 0 0 57,151
FIRST HAWAIIAN INCCOM32051X108895,17734,377SHSOLE 0 0 34,377
FLEX LTDORDY2573F1021,145,70653,388SHSOLE 0 0 53,388
FLUOR CORP NEWCOM3434121021,130,88632,628SHSOLE 0 0 32,628
FOOT LOCKER INCCOM3448491041,163,66730,793SHSOLE 0 0 30,793
FRESH DEL MONTE PRODUCE INCORDG36738105684,68526,143SHSOLE 0 0 26,143
FRONTIER COMMUNICATIONS PARECOM35909D109794,33931,175SHSOLE 0 0 31,175
FULGENT GENETICS INCCOM359664109404,44213,581SHSOLE 0 0 13,581
G III APPAREL GROUP LTDCOM36237H101527,82138,499SHSOLE 0 0 38,499
GAP INCCOM3647601081,046,47992,773SHSOLE 0 0 92,773
GARRETT MOTION INCCOM366505105772,584101,389SHSOLE 0 0 101,389
GENCO SHIPPING & TRADING LTDSHSY2685T131737,91048,041SHSOLE 0 0 48,041
GENESCO INCCOM371532102714,59915,528SHSOLE 0 0 15,528
GEO GROUP INC NEWCOM36162J1061,321,479120,683SHSOLE 0 0 120,683
GMS INCCOM36251C103841,12216,890SHSOLE 0 0 16,890
GOLDEN OCEAN GROUP LTDSHS NEWG39637205672,45077,382SHSOLE 0 0 77,382
GRAFTECH INTL LTDCOM384313508548,999115,336SHSOLE 0 0 115,336
GREEN DOT CORPCL A39304D102479,59930,316SHSOLE 0 0 30,316
GROUP 1 AUTOMOTIVE INCCOM398905109844,6734,683SHSOLE 0 0 4,683
GUESS INCCOM401617105917,78844,359SHSOLE 0 0 44,359
HERBALIFE NUTRITION LTDCOM SHSG4412G101511,78334,394SHSOLE 0 0 34,394
HERC HLDGS INCCOM42704L1041,129,9238,588SHSOLE 0 0 8,588
HIBBETT INCCOM4285671011,157,76216,971SHSOLE 0 0 16,971
HNI CORPCOM404251100642,85922,612SHSOLE 0 0 22,612
HOMESTREET INCCOM43785V102613,04822,228SHSOLE 0 0 22,228
HUDSON TECHNOLOGIES INCCOM4441441091,078,721106,593SHSOLE 0 0 106,593
ICHOR HOLDINGSSHSG4740B105794,30129,616SHSOLE 0 0 29,616
INNOVIVA INCCOM45781M101711,98953,735SHSOLE 0 0 53,735
INTERNATIONAL BANCSHARES CORCOM459044103889,43719,437SHSOLE 0 0 19,437
JABIL INCCOM4663131031,019,65814,951SHSOLE 0 0 14,951
JANUS HENDERSON GROUP PLCORD SHSG4474Y214781,75833,238SHSOLE 0 0 33,238
JELD-WEN HLDG INCCOM47580P103472,03948,916SHSOLE 0 0 48,916
KAMAN CORPCOM483548103590,14726,464SHSOLE 0 0 26,464
KENNAMETAL INCCOM489170100802,56933,357SHSOLE 0 0 33,357
KFORCE INCCOM493732101683,40112,464SHSOLE 0 0 12,464
KNIGHT-SWIFT TRANSN HLDGS INCL A499049104839,39916,016SHSOLE 0 0 16,016
KOHLS CORPCOM500255104676,42226,789SHSOLE 0 0 26,789
KORN FERRYCOM NEW500643200670,76613,251SHSOLE 0 0 13,251
KULICKE & SOFFA INDS INCCOM501242101829,96418,752SHSOLE 0 0 18,752
KYNDRYL HLDGS INCCOMMON STOCK50155Q100880,37079,170SHSOLE 0 0 79,170
LA Z BOY INCCOM505336107686,63130,089SHSOLE 0 0 30,089
LAZARD LTDSHS AG54050102800,28823,083SHSOLE 0 0 23,083
LENDINGCLUB CORPCOM NEW52603A208552,52662,787SHSOLE 0 0 62,787
M D C HLDGS INCCOM552676108694,22021,969SHSOLE 0 0 21,969
M/I HOMES INCCOM55305B101816,97017,691SHSOLE 0 0 17,691
MACYS INCCOM55616P104945,21245,773SHSOLE 0 0 45,773
MANPOWERGROUP INC WISCOM56418H100829,5209,969SHSOLE 0 0 9,969
MARCUS & MILLICHAP INCCOM566324109723,00220,987SHSOLE 0 0 20,987
MARINEMAX INCCOM567908108620,68519,881SHSOLE 0 0 19,881
MASONITE INTL CORPCOM575385109756,2029,381SHSOLE 0 0 9,381
MATSON INCCOM57686G105665,23110,642SHSOLE 0 0 10,642
MAXAR TECHNOLOGIES INCCOM57778K1051,590,22930,735SHSOLE 0 0 30,735
METHODE ELECTRS INCCOM591520200987,54322,257SHSOLE 0 0 22,257
MODIVCARE INCCOM60783X104816,9929,105SHSOLE 0 0 9,105
MUELLER INDS INCCOM624756102872,84614,794SHSOLE 0 0 14,794
MURPHY OIL CORPCOM6267171021,195,50627,796SHSOLE 0 0 27,796
MYR GROUP INC DELCOM55405W104836,9169,090SHSOLE 0 0 9,090
NBT BANCORP INCCOM628778102880,25420,273SHSOLE 0 0 20,273
NU SKIN ENTERPRISES INCCL A67018T105773,76218,353SHSOLE 0 0 18,353
OLD SECOND BANCORP INC ILLCOM680277100862,43953,768SHSOLE 0 0 53,768
OVERSTOCK COM INC DELCOM690370101585,29230,232SHSOLE 0 0 30,232
OWENS & MINOR INC NEWCOM690732102488,07424,991SHSOLE 0 0 24,991
OWENS CORNING NEWCOM690742101809,3269,488SHSOLE 0 0 9,488
PATHWARD FINANCIAL INCCOM59100U108825,35519,172SHSOLE 0 0 19,172
PERDOCEO ED CORPCOM71363P106912,25765,630SHSOLE 0 0 65,630
PERMIAN RESOURCES CORPCLASS A COM71424F1051,310,200139,383SHSOLE 0 0 139,383
PHOTRONICS INCCOM719405102697,73841,458SHSOLE 0 0 41,458
PREFERRED BK LOS ANGELES CACOM NEW740367404853,28011,435SHSOLE 0 0 11,435
PRICESMART INCCOM741511109719,14911,832SHSOLE 0 0 11,832
PRIMORIS SVCS CORPCOM74164F103802,21436,564SHSOLE 0 0 36,564
PROPETRO HLDG CORPCOM74347M108915,17388,252SHSOLE 0 0 88,252
QUANEX BLDG PRODS CORPCOM747619104802,42033,886SHSOLE 0 0 33,886
REGENXBIO INCCOM75901B107604,53526,655SHSOLE 0 0 26,655
RENASANT CORPCOM75970E107997,82726,545SHSOLE 0 0 26,545
RESIDEO TECHNOLOGIES INCCOM76118Y104638,19438,796SHSOLE 0 0 38,796
RESOLUTE FST PRODS INCCOM76117W109844,81739,130SHSOLE 0 0 39,130
RESOURCES CONNECTION INCCOM76122Q105723,91539,386SHSOLE 0 0 39,386
RYDER SYS INCCOM783549108901,80410,791SHSOLE 0 0 10,791
RYERSON HLDG CORPCOM7837541041,073,56435,478SHSOLE 0 0 35,478
SALLY BEAUTY HLDGS INCCOM79546E104792,07863,265SHSOLE 0 0 63,265
SANMINA CORPORATIONCOM8010561021,076,88018,797SHSOLE 0 0 18,797
SHOE CARNIVAL INCCOM824889109888,37637,155SHSOLE 0 0 37,155
SHYFT GROUP INCCOM825698103997,65740,131SHSOLE 0 0 40,131
SIGA TECHNOLOGIES INCCOM826917106441,86560,036SHSOLE 0 0 60,036
SIGNET JEWELERS LIMITEDSHSG81276100983,68814,466SHSOLE 0 0 14,466
SILVERBOW RES INCCOM82836G102834,17529,497SHSOLE 0 0 29,497
SKYWEST INCCOM830879102592,16435,867SHSOLE 0 0 35,867
SLEEP NUMBER CORPCOM83125X103618,74023,816SHSOLE 0 0 23,816
SMART GLOBAL HLDGS INCSHSG8232Y101686,28046,121SHSOLE 0 0 46,121
SPARTANNASH COCOM847215100770,12225,467SHSOLE 0 0 25,467
SPORTSMANS WHSE HLDGS INCCOM84920Y106728,54177,422SHSOLE 0 0 77,422
STONEX GROUP INCCOM861896108935,9419,821SHSOLE 0 0 9,821
SUNCOKE ENERGY INCCOM86722A103998,940115,752SHSOLE 0 0 115,752
SUPER MICRO COMPUTER INCCOM86800U1041,554,72818,937SHSOLE 0 0 18,937
SYLVAMO CORPCOMMON STOCK8713321021,257,80125,886SHSOLE 0 0 25,886
TALOS ENERGY INCCOM87484T1081,078,89857,145SHSOLE 0 0 57,145
TENET HEALTHCARE CORPCOM NEW88033G407706,47914,480SHSOLE 0 0 14,480
TEREX CORP NEWCOM8807791031,161,51427,189SHSOLE 0 0 27,189
THE ODP CORPCOM88337F1051,130,53124,825SHSOLE 0 0 24,825
THRYV HLDGS INCCOM NEW886029206663,00534,895SHSOLE 0 0 34,895
TIMKENSTEEL CORPORATIONCOM887399103818,50445,047SHSOLE 0 0 45,047
TITAN INTL INC ILLCOM88830M102838,18854,712SHSOLE 0 0 54,712
TRINET GROUP INCCOM896288107667,2889,842SHSOLE 0 0 9,842
TRUEBLUE INCCOM89785X101834,73542,632SHSOLE 0 0 42,632
TRUSTMARK CORPCOM898402102895,44225,650SHSOLE 0 0 25,650
TTM TECHNOLOGIES INCCOM87305R109984,55865,289SHSOLE 0 0 65,289
TUPPERWARE BRANDS CORPCOM899896104484,260116,971SHSOLE 0 0 116,971
UFP INDUSTRIES INCCOM90278Q108860,33810,856SHSOLE 0 0 10,856
ULTRA CLEAN HLDGS INCCOM90385V107860,87225,969SHSOLE 0 0 25,969
UMPQUA HLDGS CORPCOM904214103808,98045,321SHSOLE 0 0 45,321
UNITED NAT FOODS INCCOM911163103763,05219,712SHSOLE 0 0 19,712
VAALCO ENERGY INCCOM NEW91851C201575,869126,287SHSOLE 0 0 126,287
VANDA PHARMACEUTICALS INCCOM921659108510,32469,056SHSOLE 0 0 69,056
VAREX IMAGING CORPCOM92214X106744,46236,673SHSOLE 0 0 36,673
VERADIGM INCCOM01988P108957,30554,269SHSOLE 0 0 54,269
VERITIV CORPCOM923454102901,9937,411SHSOLE 0 0 7,411
VIR BIOTECHNOLOGY INCCOM92764N102641,43125,343SHSOLE 0 0 25,343
VISTA OUTDOOR INCCOM928377100705,95028,968SHSOLE 0 0 28,968
WABASH NATL CORPCOM9295661071,228,31054,350SHSOLE 0 0 54,350
WEATHERFORD INTL PLCORD SHSG488331182,108,75041,413SHSOLE 0 0 41,413
WEIS MKTS INCCOM948849104836,56010,166SHSOLE 0 0 10,166
WERNER ENTERPRISES INCCOM950755108788,21019,578SHSOLE 0 0 19,578
WESCO INTL INCCOM95082P105916,5897,321SHSOLE 0 0 7,321
WESTERN UN COCOM959802109653,11147,430SHSOLE 0 0 47,430
WORLD FUEL SVCS CORPCOM981475106994,40236,385SHSOLE 0 0 36,385
XEROX HOLDINGS CORPCOM NEW98421M106797,86154,648SHSOLE 0 0 54,648
XPO INCCOM983793100529,01115,891SHSOLE 0 0 15,891
ZUMIEZ INCCOM989817101666,09230,639SHSOLE 0 0 30,639