UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
09-30-2021
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
Carlson Capital Management
Address:
11 BRIDGE SQ
NORTHFIELD, MN 55057
Form 13F File Number:
028-15611

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Adam Hoffmann
Title:
Chief Investment Officer
Phone:
5076458887


Signature, Place, and Date of Signing:

Adam Hoffmann
                         [Signature]
Northfield, MINNESOTA
                 [City, State]
10-12-2021
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
167
Form 13F Information table Value Total:
940466
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
SPDR S&P 500 ETF TRTR UNIT78462F1032,4125,621SHSOLE0 0 0 5,621
PFIZER INCCOM71708110376717,829SHSOLE0 0 0 17,829
BOSTON SCIENTIFIC CORPCOM10113710758413,467SHSOLE0 0 0 13,467
SNAP INCCL A83304A1064446,010SHSOLE0 0 0 6,010
SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470635111,514SHSOLE0 0 0 11,514
DANAHER CORPORATIONCOM2358511027262,385SHSOLE0 0 0 2,385
ETF SER SOLUTIONSDISTILLATE INTNL26922B50135414,138SHSOLE0 0 0 14,138
KIMBERLY-CLARK CORPCOM4943681034373,301SHSOLE0 0 0 3,301
DISNEY WALT COCOM2546871064302,539SHSOLE0 0 0 2,539
CSG SYS INTL INCNOTE 4.250% 3/1126349AF61010,000PRNSOLE0 0 0 10,000
ABBOTT LABSCOM0028241002,66222,531SHSOLE0 0 0 22,531
BK OF AMERICA CORPCOM0605051043758,842SHSOLE0 0 0 8,842
PACER FDS TRUS CASH COWS 10069374H8812,05246,950SHSOLE0 0 0 46,950
ISHARES TRUS TRSPRTION4642871925422,228SHSOLE0 0 0 2,228
DIMENSIONAL ETF TRUSTUS EQUITY ETF25434V4012,27448,220SHSOLE0 0 0 48,220
COSTCO WHSL CORP NEWCOM22160K1056441,433SHSOLE0 0 0 1,433
PEPSICO INCCOM7134481088575,697SHSOLE0 0 0 5,697
VYANT BIO INCCOM92942V1092711,800SHSOLE0 0 0 11,800
VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF92194385842,842848,528SHSOLE0 0 0 848,528
TACTILE SYS TECHNOLOGY INCCOM87357P10075216,927SHSOLE0 0 0 16,927
VANGUARD INDEX FDSLARGE CAP ETF92290863789,836447,125SHSOLE0 0 0 447,125
DIMENSIONAL ETF TRUSTINTERNATNAL VAL25434V80723,243709,833SHSOLE0 0 0 709,833
NEXTERA ENERGY INCCOM65339F10197512,416SHSOLE0 0 0 12,416
UNION PAC CORPCOM9078181084972,538SHSOLE0 0 0 2,538
COASTAL FINL CORP WACOM NEW19046P2093,804119,398SHSOLE0 0 0 119,398
TARGET CORPCOM87612E1062,0248,847SHSOLE0 0 0 8,847
HUNTINGTON BANCSHARES INCCOM4461501042,687173,825SHSOLE0 0 0 173,825
ACCENTURE PLC IRELANDSHS CLASS AG1151C10113,16341,146SHSOLE0 0 0 41,146
TRAVELERS COMPANIES INCCOM89417E1094272,812SHSOLE0 0 0 2,812
SPDR DOW JONES INDL AVERAGEUT SER 178467X109224663SHSOLE0 0 0 663
APPLE INCCOM0378331006,77047,845SHSOLE0 0 0 47,845
AT&T INCCOM00206R10267324,909SHSOLE0 0 0 24,909
AMAZON COM INCCOM0231351062,290697SHSOLE0 0 0 697
XCEL ENERGY INCCOM98389B1001,04216,667SHSOLE0 0 0 16,667
PHILIP MORRIS INTL INCCOM7181721093113,282SHSOLE0 0 0 3,282
VANGUARD BD INDEX FDSSHORT TRM BOND92193782741,948511,934SHSOLE0 0 0 511,934
PROCTER AND GAMBLE COCOM7427181091,0427,457SHSOLE0 0 0 7,457
BOEING COCOM0970231052251,023SHSOLE0 0 0 1,023
SCHWAB CHARLES CORPCOM8085131052863,930SHSOLE0 0 0 3,930
AMERICAN CENTY ETF TRUS SML CP VALU02507287712,358163,445SHSOLE0 0 0 163,445
VANGUARD INDEX FDSGROWTH ETF9229087366272,159SHSOLE0 0 0 2,159
ORACLE CORPCOM68389X1052342,687SHSOLE0 0 0 2,687
SCHWAB STRATEGIC TRUS SML CAP ETF8085246074554,545SHSOLE0 0 0 4,545
WISDOMTREE TRUS LARGECAP DIVD97717W3072101,759SHSOLE0 0 0 1,759
ISHARES TRRUS 2000 VAL ETF4642876301,88511,763SHSOLE0 0 0 11,763
NIKE INCCL B6541061034533,117SHSOLE0 0 0 3,117
HORMEL FOODS CORPCOM4404521003458,425SHSOLE0 0 0 8,425
INTEL CORPCOM4581401004257,969SHSOLE0 0 0 7,969
US BANCORP DELCOM NEW9029733041,01117,008SHSOLE0 0 0 17,008
WALMART INCCOM9311421037255,203SHSOLE0 0 0 5,203
WILLIS TOWERS WATSON PLC LTDSHSG966291032381,022SHSOLE0 0 0 1,022
GREENBRIER COS INCNOTE 2.875% 2/0393657AK75855,000PRNSOLE0 0 0 55,000
SPDR SER TRS&P 600 SMCP VAL78464A30092711,314SHSOLE0 0 0 11,314
SPDR INDEX SHS FDSS&P INTL SMLCP78463X87110,757279,500SHSOLE0 0 0 279,500
JPMORGAN CHASE & COCOM46625H1009095,553SHSOLE0 0 0 5,553
ISHARES TRRUS 2000 GRW ETF4642876482,0677,040SHSOLE0 0 0 7,040
GENERAL ELECTRIC COCOM NEW3696043012102,040SHSOLE0 0 0 2,040
DIMENSIONAL ETF TRUSTUS SMALL CAP ETF25434V50027,865484,601SHSOLE0 0 0 484,601
SCHWAB STRATEGIC TRUS BRD MKT ETF8085241027717,424SHSOLE0 0 0 7,424
CISCO SYS INCCOM17275R1024127,578SHSOLE0 0 0 7,578
EXXON MOBIL CORPCOM30231G10290715,422SHSOLE0 0 0 15,422
ABBVIE INCCOM00287Y1092312,140SHSOLE0 0 0 2,140
CHEFS WHSE INCNOTE 1.875%12/0163086AB73230,000PRNSOLE0 0 0 30,000
CHEVRON CORP NEWCOM1667641003663,605SHSOLE0 0 0 3,605
BROADCOM INCCOM11135F101402830SHSOLE0 0 0 830
BERKSHIRE HATHAWAY INC DELCL B NEW0846707021,4895,457SHSOLE0 0 0 5,457
ISHARES INCCORE MSCI EMKT46434G1033,00248,605SHSOLE0 0 0 48,605
ISHARES TRS&P 100 ETF4642871012291,159SHSOLE0 0 0 1,159
VANGUARD INDEX FDSVALUE ETF92290874425,261186,610SHSOLE0 0 0 186,610
VISA INCCOM CL A92826C8394061,821SHSOLE0 0 0 1,821
AEVA TECHNOLOGIES INCCOM00835Q10312816,180SHSOLE0 0 0 16,180
VANGUARD INDEX FDSREAL ESTATE ETF9229085533,85237,847SHSOLE0 0 0 37,847
SCHWAB STRATEGIC TRUS LCAP GR ETF8085243002491,682SHSOLE0 0 0 1,682
CONSTELLATION BRANDS INCCL A21036P1082471,174SHSOLE0 0 0 1,174
C H ROBINSON WORLDWIDE INCCOM NEW12541W2095546,368SHSOLE0 0 0 6,368
SCHWAB STRATEGIC TRINTL EQTY ETF8085248051,75745,388SHSOLE0 0 0 45,388
PACER FDS TRDEVELOPED MRKT69374H8731,37144,116SHSOLE0 0 0 44,116
TJX COS INC NEWCOM8725401095438,225SHSOLE0 0 0 8,225
VANGUARD INDEX FDSSMALL CP ETF92290875120,66394,495SHSOLE0 0 0 94,495
LILLY ELI & COCOM5324571089213,987SHSOLE0 0 0 3,987
AMERICAN CENTY ETF TRINTL SMCP VLU0250728028,815136,437SHSOLE0 0 0 136,437
ISHARES TRCORE S&P TTL STK4642871506937,045SHSOLE0 0 0 7,045
FACEBOOK INCCL A30303M1028792,591SHSOLE0 0 0 2,591
GRACO INCCOM3841091041,30918,710SHSOLE0 0 0 18,710
SALESFORCE COM INCCOM79466L302211779SHSOLE0 0 0 779
SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107240500SHSOLE0 0 0 500
ALTRIA GROUP INCCOM02209S1033397,451SHSOLE0 0 0 7,451
VANGUARD INDEX FDSTOTAL STK MKT922908769166,617750,324SHSOLE0 0 0 750,324
PENTAIR PLCSHSG7S00T1042273,128SHSOLE0 0 0 3,128
HOME DEPOT INCCOM4370761025021,529SHSOLE0 0 0 1,529
CHEESECAKE FACTORY INCNOTE 0.375% 6/1163072AA91415,000PRNSOLE0 0 0 15,000
ISHARES TRCORE US AGGBD ET4642872262352,049SHSOLE0 0 0 2,049
MCKESSON CORPCOM58155Q1035242,630SHSOLE0 0 0 2,630
VANGUARD SCOTTSDALE FDSLONG TERM TREAS92206C8475596,377SHSOLE0 0 0 6,377
INVESCO EXCHANGE TRADED FD TFTSE RAFI 150046137V5973191,746SHSOLE0 0 0 1,746
COCA COLA COCOM19121610069113,163SHSOLE0 0 0 13,163
NETFLIX INCCOM64110L106314515SHSOLE0 0 0 515
WELLS FARGO CO NEWCOM9497461011,01721,919SHSOLE0 0 0 21,919
INVESCO QQQ TRUNIT SER 146090E1031,3623,805SHSOLE0 0 0 3,805
VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF92204271811,50086,023SHSOLE0 0 0 86,023
UNITEDHEALTH GROUP INCCOM91324P10211,80830,221SHSOLE0 0 0 30,221
DIMENSIONAL ETF TRUSTUS TARGETED VLU25434V60933,134746,255SHSOLE0 0 0 746,255
INTERNATIONAL BUSINESS MACHSCOM4592001015784,159SHSOLE0 0 0 4,159
ECOLAB INCCOM2788651002431,164SHSOLE0 0 0 1,164
INVESCO EXCHANGE TRADED FD TFTSE RAFI 100046137V6133562,249SHSOLE0 0 0 2,249
3M COCOM88579Y10117,48699,681SHSOLE0 0 0 99,681
MAIN STR CAP CORPCOM56035L1042,79067,880SHSOLE0 0 0 67,880
VERIZON COMMUNICATIONS INCCOM92343V1043676,801SHSOLE0 0 0 6,801
NVIDIA CORPORATIONCOM67066G1043181,537SHSOLE0 0 0 1,537
TESLA INCCOM88160R101640825SHSOLE0 0 0 825
FIDELITY NATL INFORMATION SVCOM31620M1062802,297SHSOLE0 0 0 2,297
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409188,7912,290,879SHSOLE0 0 0 2,290,879
VANGUARD INDEX FDSS&P 500 ETF SHS922908363310785SHSOLE0 0 0 785
ALLSTATE CORPCOM0200021013182,499SHSOLE0 0 0 2,499
LAUDER ESTEE COS INCCL A518439104274915SHSOLE0 0 0 915
STARBUCKS CORPCOM8552441093523,193SHSOLE0 0 0 3,193
MICROSOFT CORPCOM5949181048,50930,183SHSOLE0 0 0 30,183
ISHARES TRRUSSELL 2000 ETF4642876555582,549SHSOLE0 0 0 2,549
ISHARES TRCORE MSCI EAFE46432F8421,13915,338SHSOLE0 0 0 15,338
GENERAL MLS INCCOM3703341044387,320SHSOLE0 0 0 7,320
SPDR GOLD TRGOLD SHS78463V1071,93711,793SHSOLE0 0 0 11,793
ADOBE SYSTEMS INCORPORATEDCOM00724F101432750SHSOLE0 0 0 750
RAYTHEON TECHNOLOGIES CORPCOM75513E1012452,849SHSOLE0 0 0 2,849
NOMAD FOODS LTDUSD ORD SHSG6564A10527610,000SHSOLE0 0 0 10,000
SCHWAB STRATEGIC TRUS LRG CAP ETF8085242013,48833,529SHSOLE0 0 0 33,529
AMERICAN WTR WKS CO INC NEWCOM0304201038394,962SHSOLE0 0 0 4,962
MERCK & CO INCCOM58933Y1053544,712SHSOLE0 0 0 4,712
WEC ENERGY GROUP INCCOM92939U1063423,874SHSOLE0 0 0 3,874
ELECTROMED INCCOM28540910813212,234SHSOLE0 0 0 12,234
ISHARES TRRUS 1000 GRW ETF4642876144351,588SHSOLE0 0 0 1,588
AMERICAN CENTY ETF TRAVANTIS EMGMKT0250726041,16618,069SHSOLE0 0 0 18,069
MCDONALDS CORPCOM5801351012921,213SHSOLE0 0 0 1,213
HEICO CORP NEWCOM4228061092642,001SHSOLE0 0 0 2,001
MARRIOTT INTL INC NEWCL A5719032022441,650SHSOLE0 0 0 1,650
CIGNA CORP NEWCOM1255231004512,252SHSOLE0 0 0 2,252
DIMENSIONAL ETF TRUSTUS CORE EQUITY 225434V7082,13280,229SHSOLE0 0 0 80,229
DIMENSIONAL ETF TRUSTWORLD EX US CORE25434V88037214,374SHSOLE0 0 0 14,374
FASTENAL COCOM3119001044508,712SHSOLE0 0 0 8,712
ALPHABET INCCAP STK CL A02079K3051,265473SHSOLE0 0 0 473
GOLDMAN SACHS GROUP INCCOM38141G104210556SHSOLE0 0 0 556
WISDOMTREE TRINTL SMCAP DIV97717W7609,941133,900SHSOLE0 0 0 133,900
CERNER CORPCOM1567821044446,303SHSOLE0 0 0 6,303
SCHWAB STRATEGIC TRSHT TM US TRES8085248622715,296SHSOLE0 0 0 5,296
ETF SER SOLUTIONSDISTILLATE US26922A3219,907241,878SHSOLE0 0 0 241,878
ALPHABET INCCAP STK CL C02079K1071,119420SHSOLE0 0 0 420
SUMMIT HOTEL PPTYS INCNOTE 1.500% 2/1866082AA84240,000PRNSOLE0 0 0 40,000
VANGUARD SCOTTSDALE FDSINTER TERM TREAS92206C7062593,830SHSOLE0 0 0 3,830
EMERSON ELEC COCOM2910111044484,755SHSOLE0 0 0 4,755
ISHARES TRMSCI EAFE ETF46428746585610,969SHSOLE0 0 0 10,969
ISHARES TREAFE VALUE ETF46428887712,024236,463SHSOLE0 0 0 236,463
HONEYWELL INTL INCCOM4385161061,5967,519SHSOLE0 0 0 7,519
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285817,334346,620SHSOLE0 0 0 346,620
FISERV INCCOM3377381082782,566SHSOLE0 0 0 2,566
BAXTER INTL INCCOM0718131092743,411SHSOLE0 0 0 3,411
MORGAN STANLEYCOM NEW6174464484014,120SHSOLE0 0 0 4,120
ALTERYX INCNOTE 1.000% 8/002156BAF03235,000PRNSOLE0 0 0 35,000
PACER FDS TRPACER US SMALL69374H8571,09225,741SHSOLE0 0 0 25,741
ISHARES TRMSCI USA MMENTM46432F3962651,507SHSOLE0 0 0 1,507
ISHARES TRCORE S&P500 ETF4642872009092,109SHSOLE0 0 0 2,109
MEDTRONIC PLCSHSG5960L1034893,905SHSOLE0 0 0 3,905
SPDR SER TRS&P 600 SML CAP78464A8133884,093SHSOLE0 0 0 4,093
JOHNSON & JOHNSONCOM4781601042,53215,680SHSOLE0 0 0 15,680
S&P GLOBAL INCCOM78409V104406956SHSOLE0 0 0 956
VANGUARD INDEX FDSSM CP VAL ETF92290861119,338114,253SHSOLE0 0 0 114,253
SCHWAB STRATEGIC TRUS LCAP VA ETF8085244091,92628,542SHSOLE0 0 0 28,542
BADGER METER INCCOM0565251086606,522SHSOLE0 0 0 6,522
FULLER H B COCOM3596941062924,526SHSOLE0 0 0 4,526