UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
12-31-2023
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Address:
1-2, MARUNOUCHI 1-CHOME
CHIYODA-KU
TOKYO, M0 100-0005
Form 13F File Number:
028-17794

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Osahiro Yamamoto
Title:
General Manager Planning Dept., Global Markets Business Unit
Phone:
81-3-6706-3820


Signature, Place, and Date of Signing:

/s/ Osahiro Yamamoto
                         [Signature]
Tokyo, JAPAN
                 [City, State]
02-08-2024
                           [Date]
                          

Report Type (Check only one.):

☐ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☒ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)



List of Other Managers Reporting for this Manager
[If there are no entries in this list, omit this section.]



Form 13F File NumberNameCIK
028-14064
Sumitomo Mitsui DS Asset Management Company, Ltd
 
028-20249
TT International Asset Management LTD
 

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
4
Form 13F Information table Entry Total:
166
Form 13F Information table Value Total:
3154376360
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-17800
Sumitomo Mitsui Banking Corporation
 
2
028-18879
SMBC Trust Bank Ltd.
 
3
028-20371
SMBC Nikko Securities Inc.
 
4
028-20372
Sumitomo Mitsui Card Company, Limited
 


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AMAZON COM INCCOM02313510614,860,06896,884SHDFND396,884 0 0
ADVANCED MICRO DEVICES INCCOM0079031075,669,24438,110SHDFND338,110 0 0
ZSCALER INCCOM98980G1023,228,12114,383SHDFND314,383 0 0
SHOPIFY INCCL A82509L1072,466,01731,172SHDFND331,172 0 0
BLOCK H & R INCCOM0936711051,649,59420,747SHDFND320,747 0 0
MICRON TECHNOLOGY INCCOM5951121031,399,65016,275SHDFND316,275 0 0
ALPHABET INCCAP STK CL A02079K3051,280,1609,129SHDFND39,129 0 0
OKTA INCCL A6792951051,185,28112,978SHDFND312,978 0 0
META PLATFORMS INCCL A30303M102972,4802,714SHDFND32,714 0 0
MICROSOFT CORPCOM594918104717,5351,912SHDFND31,912 0 0
DOCUSIGN INCCOM256163106715,41711,884SHDFND311,884 0 0
TELADOC HEALTH INCCOM87918A105675,90630,584SHDFND330,584 0 0
SNAP INCCL A83304A106396,90723,279SHDFND323,279 0 0
PAYPAL HLDGS INCCOM70450Y103358,1055,677SHDFND35,677 0 0
SNOWFLAKE INCCL A833445109290,9791,446SHDFND31,446 0 0
TWILIO INCCL A90138F102265,3883,439SHDFND33,439 0 0
MASTERCARD INCORPORATEDCL A57636Q104234,476550SHDFND3550 0 0
DISNEY WALT COCOM254687106228,8022,531SHDFND32,531 0 0
PROCTER AND GAMBLE COCOM742718109211,3091,450SHDFND31,450 0 0
ZOOM VIDEO COMMUNICATIONS IN CL A98980L101175,4162,400SHDFND32,400 0 0
NETFLIX INCCOM64110L106173,641354SHDFND3354 0 0
CROWDSTRIKE HLDGS INCCL A22788C10581,705319SHDFND3319 0 0
APPLE INCCOM03783310023,617122SHDFND3122 0 0
INTERNATIONAL BUSINESS MACHSCOM4592001016,55040SHDFND340 0 0
INTEL CORPCOM4581401006,299125SHDFND3125 0 0
DELTA AIR LINES INC DELCOM NEW2473617026,095150SHDFND3150 0 0
FREEPORT-MCMORAN INCCL B35671D8574,560106SHDFND3106 0 0
APPLE INCCall03783390032,1654,920SHCallDFND34,920 0 0
APPLE INCPut0378339507,72513,000SHPutDFND313,000 0 0
PAYPAL HLDGS INCCall70450Y90371,36513,600SHCallDFND313,600 0 0
SHOPIFY INCPut82509L95735615,000SHPutDFND315,000 0 0
BLOCK INCPut85223495310,40040,000SHPutDFND340,000 0 0
ZOOM VIDEO COMMUNICATIONS INPut98980L95161,75010,000SHPutDFND310,000 0 0
ADVANCED MICRO DEVICES INCCall007903907446,42416,631SHCallDFND316,631 0 0
AMAZON COM INCCall02313590644,0946,800SHCallDFND36,800 0 0
BOEING COCall097023905223,6645,990SHCallDFND35,990 0 0
MICROSOFT CORPCall59491890429,0062,000SHCallDFND32,000 0 0
NVIDIA CORPORATIONCall67066G904151,8734,560SHCallDFND34,560 0 0
ZSCALER INCCall98980G902156,6783,789SHCallDFND33,789 0 0
ALPHABET INCCall02079K90559,6167,097SHCallDFND37,097 0 0
VISA INCCall92826C90999,5567,000SHCallDFND37,000 0 0
META PLATFORMS INCCall30303M90275,0103,841SHCallDFND33,841 0 0
COSTCO WHSL CORP NEWCall22160K90534,006500SHCallDFND3500 0 0
NETFLIX INCCall64110L90634,104961SHCallDFND3961 0 0
SALESFORCE INCCall79466L902311,59814,000SHCallDFND314,000 0 0
ARM HOLDINGS PLCCall04206890562,1633,500SHCallDFND33,500 0 0
AIR PRODS & CHEMS INC COM00915810610,902,44239,819SHDFND2 0 0 39,819
ALPHABET INC CAP STK CL C02079K10724,522,102174,002SHDFND2 0 0 174,002
AMAZON COM INCCOM02313510620,825,808137,066SHDFND2 0 0 137,066
AMGEN INCCOM03116210012,076,10341,928SHDFND2 0 0 41,928
ARCHER DANIELS MIDLAND COCOM0394831027,577,322104,920SHDFND2 0 0 104,920
ARISTA NETWORKS INCCOM04041310621,371,59090,746SHDFND2 0 0 90,746
AT&T INC COM00206R1021,999,001119,130SHDFND2 0 0 119,130
BANK NEW YORK MELLON CORP COM0640581001,532,92529,451SHDFND2 0 0 29,451
BLACKROCK INC COM09247X10112,004,08714,787SHDFND2 0 0 14,787
BRISTOL-MYERS SQUIBB COCOM1101221089,140,209178,137SHDFND2 0 0 178,137
BROADCOM INC COM11135F10125,950,58023,248SHDFND2 0 0 23,248
CISCO SYS INCCOM17275R1022,231,31744,167SHDFND2 0 0 44,167
COCA COLA CO COM1912161008,943,983151,773SHDFND2 0 0 151,773
COSTCO WHSL CORP NEWCOM22160K1055,918,9378,967SHDFND2 0 0 8,967
D R HORTON INC COM23331A10916,051,064105,613SHDFND2 0 0 105,613
EXCHANGE TRADED CONCEPTS TREMQQ EM INTERN30150588943114SHDFND2 0 0 14
FIRST SOLAR INCCOM3364331079,573,42755,569SHDFND2 0 0 55,569
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF33734X8463,913,25372,683SHDFND2 0 0 72,683
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING33734X1922,751,96131,390SHDFND2 0 0 31,390
FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN33733E5001,355,59732,146SHDFND2 0 0 32,146
GENERAL MLS INC COM3703341041,289,25119,792SHDFND2 0 0 19,792
GLOBAL X FDSMSCI CHINA CNSMR37950E408211,20012,000SHDFND2 0 0 12,000
GLOBAL X FDSUS INFR DEV ETF37954Y6731,227,94035,577SHDFND2 0 0 35,577
GRAINGER W W INC COM38480210412,015,17614,499SHDFND2 0 0 14,499
HOME DEPOT INC COM4370761023,987,05811,505SHDFND2 0 0 11,505
HUNT J B TRANS SVCS INCCOM4456581079,566,34847,894SHDFND2 0 0 47,894
ILLINOIS TOOL WKS INCCOM4523081091,020,7803,897SHDFND2 0 0 3,897
INTUITCOM46120210316,051,39525,681SHDFND2 0 0 25,681
INVESCO EXCH TRADED FD TR IITAXABLE MUN BD46138G80520,684,345768,649SHDFND2 0 0 768,649
INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL46138E35453,512854SHDFND2 0 0 854
INVESCO QQQ TR UNIT SER 146090E10314,154,64934,564SHDFND2 0 0 34,564
ISHARES INC MSCI JPN ETF NEW46434G822203,9013,179SHDFND2 0 0 3,179
ISHARES INC MSCI BRAZIL ETF46428640015,382440SHDFND2 0 0 440
ISHARES INC CORE MSCI EMKT46434G103704,68113,932SHDFND2 0 0 13,932
ISHARES TRUS TREAS BD ETF46429B26711,950,019518,664SHDFND2 0 0 518,664
ISHARES TRISHARES BIOTECH4642875561,262,9979,297SHDFND2 0 0 9,297
ISHARES TRU.S.MED DVC ETF4642888101,282,00323,754SHDFND2 0 0 23,754
ISHARES TRGLOBAL REIT ETF46434V6471,767,87273,113SHDFND2 0 0 73,113
ISHARES TRSHORT TREAS BD4642886794,558,72141,394SHDFND2 0 0 41,394
ISHARES TRISHARES SEMICDTR4642875235,336,9909,264SHDFND2 0 0 9,264
ISHARES TR CORE US AGGBD ET46428722662,557,374630,301SHDFND2 0 0 630,301
ISHARES TR ISHS 1-5YR INVS46428864638,941,465759,463SHDFND2 0 0 759,463
ISHARES TR SELECT DIVID ETF464287168989,9238,445SHDFND2 0 0 8,445
ISHARES TR ESG AWR US AGRGT46435U549104,8372,196SHDFND2 0 0 2,196
ISHARES TR MSCI EMG MKT ETF4642872341,253,74831,180SHDFND2 0 0 31,180
ISHARES TR JPMORGAN USD EMG4642882811,311,94314,731SHDFND2 0 0 14,731
ISHARES TR CUR HD EURZN ETF46434V63937,6291,130SHDFND2 0 0 1,130
ISHARES TR IBOXX HI YD ETF46428851347,670,924615,983SHDFND2 0 0 615,983
ISHARES TR 7-10 YR TRSY BD46428744057,981,284601,528SHDFND2 0 0 601,528
ISHARES TR 3 7 YR TREAS BD46428866172,855622SHDFND2 0 0 622
ISHARES TR US OIL GS EX ETF464288851221,3532,373SHDFND2 0 0 2,373
ISHARES TR EXPANDED TECH4642875154,421,85010,880SHDFND2 0 0 10,880
ISHARES TR MSCI INDIA ETF46429B5981,185,20424,282SHDFND2 0 0 24,282
ISHARES TR RUSSELL 2000 ETF4642876553,41317SHDFND2 0 0 17
ISHARES TR U.S. ENERGY ETF4642877964,904,600111,165SHDFND2 0 0 111,165
ISHARES TR U.S. REAL ES ETF4642877397,609,79183,249SHDFND2 0 0 83,249
ISHARES TR IBOXX INV CP ETF46428724272,589,530655,969SHDFND2 0 0 655,969
ISHARES TR MBS ETF46428858832,680,664347,371SHDFND2 0 0 347,371
ISHARES TR PFD AND INCM SEC46428868724,406,175782,500SHDFND2 0 0 782,500
ISHARES TR MORTGE REL ETF46435G342109,6464,646SHDFND2 0 0 4,646
ISHARES TR 1 3 YR TREAS BD4642874577,963,70597,071SHDFND2 0 0 97,071
ISHARES TR TIPS BD ETF4642871763,213,52129,896SHDFND2 0 0 29,896
ISHARES TR 20 YR TR BD ETF46428743223,788,452240,579SHDFND2 0 0 240,579
ISHARES TR MSCI USA MIN VOL46429B69770,461903SHDFND2 0 0 903
JOHNSON & JOHNSON COM478160104185,5801,184SHDFND2 0 0 1,184
JPMORGAN CHASE & CO COM46625H10013,862,64081,497SHDFND2 0 0 81,497
KIMBERLY-CLARK CORPCOM494368103788,4786,489SHDFND2 0 0 6,489
META PLATFORMS INCCL A30303M10218,996,67953,669SHDFND2 0 0 53,669
MICROSOFT CORPCOM59491810425,567,71267,992SHDFND2 0 0 67,992
MONDELEZ INTL INC CL A6092071051,454,25020,078SHDFND2 0 0 20,078
NVIDIA CORPORATIONCOM67066G10432,134,33164,889SHDFND2 0 0 64,889
OMNICOM GROUP INC COM681919106799,6989,244SHDFND2 0 0 9,244
PEPSICO INC COM7134481084,009,58323,608SHDFND2 0 0 23,608
PFIZER INCCOM7170811032,859,73999,331SHDFND2 0 0 99,331
PIMCO ETF TR ACTIVE BD ETF72201R7751,810,44819,583SHDFND2 0 0 19,583
PROCTER AND GAMBLE COCOM7427181093,165,41121,601SHDFND2 0 0 21,601
PROSHARES TR SHORT S&P 500 NE74347B425623,52048,000SHDFND2 0 0 48,000
QUALCOMM INCCOM7475251036,043,36541,785SHDFND2 0 0 41,785
SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247972,719,74435,725SHDFND2 0 0 35,725
SELECT SECTOR SPDR TR SBI MATERIALS81369Y10095,9761,122SHDFND2 0 0 1,122
SELECT SECTOR SPDR TR COMMUNICATION81369Y8521,075,15014,797SHDFND2 0 0 14,797
SELECT SECTOR SPDR TR FINANCIAL81369Y6057,482199SHDFND2 0 0 199
SELECT SECTOR SPDR TR SBI CONS STPLS81369Y3089,152,348127,063SHDFND2 0 0 127,063
SELECT SECTOR SPDR TR SBI INT-UTILS81369Y8865,678,04189,658SHDFND2 0 0 89,658
SPDR GOLD TRGOLD SHS78463V10751,557,784269,696SHDFND2 0 0 269,696
SPDR S&P 500 ETF TR TR UNIT78462F10341,407,10687,116SHDFND2 0 0 87,116
SPDR SER TRS&P DIVID ETF78464A7633,216,97825,742SHDFND2 0 0 25,742
SPDR SER TRBLOOMBERG SHT TE78468R4089,856,011392,045SHDFND2 0 0 392,045
SPDR SER TRS&P BIOTECH78464A8701,357,79715,210SHDFND2 0 0 15,210
SYSCO CORPCOM8718291071,052,63314,394SHDFND2 0 0 14,394
TEXAS INSTRS INC COM8825081043,154,70318,507SHDFND2 0 0 18,507
ULTA BEAUTY INCCOM90384S3031,395,4922,848SHDFND2 0 0 2,848
UNITED STS OIL FD LPUNITS91232N207147,6302,215SHDFND2 0 0 2,215
UNITEDHEALTH GROUP INC COM91324P10217,798,37133,807SHDFND2 0 0 33,807
VANECK ETF TRUSTJUNIOR GOLD MINE92189F791204,0325,382SHDFND2 0 0 5,382
VANECK ETF TRUSTGOLD MINERS ETF92189F106669,13421,578SHDFND2 0 0 21,578
VANGUARD INDEX FDS REAL ESTATE ETF922908553761,6638,620SHDFND2 0 0 8,620
VANGUARD INDEX FDS S&P 500 ETF SHS9229083636,375,53314,596SHDFND2 0 0 14,596
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF922042742239,1962,325SHDFND2 0 0 2,325
VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8704,149,75051,055SHDFND2 0 0 51,055
VANGUARD SCOTTSDALE FDSLG-TERM COR BD92206C8137,165,08989,396SHDFND2 0 0 89,396
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4096,119,34879,092SHDFND2 0 0 79,092
VANGUARD WORLD FDESG US STK ETF921910733153,7211,807SHDFND2 0 0 1,807
VANGUARD WORLD FDS CONSUM DIS ETF92204A108863,7042,836SHDFND2 0 0 2,836
VANGUARD WORLD FDS INF TECH ETF92204A7029,032,40818,662SHDFND2 0 0 18,662
VANGUARD WORLD FDS HEALTH CAR ETF92204A5042,149,0008,572SHDFND2 0 0 8,572
VERIZON COMMUNICATIONS INC COM92343V104821,70921,796SHDFND2 0 0 21,796
WHIRLPOOL CORP COM9633201061,009,9608,294SHDFND2 0 0 8,294
WISDOMTREE TRCLOUD COMPUTNG97717Y6912,867,26382,039SHDFND2 0 0 82,039
WISDOMTREE TREM EX ST-OWNED97717X57867,8972,351SHDFND2 0 0 2,351
BLOCK INCCL A85223410370,228,386907,930SHDFND4907,930 0 0
PIXIE DUST TECHNOLOGIES INC COM72582J103393,67256,400SHDFND56,400 0 0
CME GROUP INCCOM12572Q10599,370,715471,846SHDFND1471,846 0 0
ARES MANAGEMENT CORPORATIONCL A COM STK03990B1011,589,334,88113,364,740SHDFND113,364,740 0 0
ISHARES TRESG AWR MSCI USA46435G425121,771,6211,160,614SHDFND11,160,614 0 0
ISHARES TRISHARES SEMICDTR46428752372,628,927126,070SHDFND1126,070 0 0
SELECT SECTOR SPDR TRINDL81369Y70451,637,470453,000SHDFND1453,000 0 0
SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30820,168,400280,000SHDFND1280,000 0 0
SELECT SECTOR SPDR TRTECHNOLOGY81369Y80369,292,800360,000SHDFND1360,000 0 0
SELECT SECTOR SPDR TRSBI MATERIALS81369Y10015,653,820183,000SHDFND1183,000 0 0