UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
06-30-2023
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Address:
1-2, MARUNOUCHI 1-CHOME
CHIYODA-KU
TOKYO, M0 100-0005
Form 13F File Number:
028-17794

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Osahiro Yamamoto
Title:
General Manager Planning Dept., Global Markets Busines Unit
Phone:
81-3-6706-3820


Signature, Place, and Date of Signing:

/s/ Osahiro Yamamoto
                         [Signature]
Tokyo, JAPAN
                 [City, State]
08-09-2023
                           [Date]
                          

Report Type (Check only one.):

☐ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☒ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)



List of Other Managers Reporting for this Manager
[If there are no entries in this list, omit this section.]



Form 13F File NumberNameCIK
028-14064
Sumitomo Mitsui DS Asset Management Company, Ltd
 
028-20249
TT International Asset Management LTD
 

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
4
Form 13F Information table Entry Total:
185
Form 13F Information table Value Total:
3144243173
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-17800
Sumitomo Mitsui Banking Corporation
 
2
028-18879
SMBC Trust Bank Ltd.
 
3
028-20371
SMBC Nikko Securities Inc.
 
4
028-20372
Sumitomo Mitsui Card Company, Limited
 


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
AMAZON COM INCCOM02313510618,740,164146,522SHDFND3146,522 0 0
META PLATFORMS INCCL A30303M10216,804,80759,691SHDFND359,691 0 0
ZSCALER INCCOM98980G10215,987,874110,383SHDFND3110,383 0 0
ADVANCED MICRO DEVICES INCCOM00790310714,922,624134,148SHDFND3134,148 0 0
SHOPIFY INCCL A82509L10711,337,994177,823SHDFND3177,823 0 0
BLOCK H & R INCCOM0936711056,969,574108,240SHDFND3108,240 0 0
NETFLIX INCCOM64110L1066,628,72715,479SHDFND315,479 0 0
OKTA INCCL A6792951053,337,79848,255SHDFND348,255 0 0
PAYPAL HLDGS INCCOM70450Y1033,283,78049,860SHDFND349,860 0 0
CROWDSTRIKE HLDGS INCCL A22788C1052,780,59119,311SHDFND319,311 0 0
DOCUSIGN INCCOM2561631061,814,41735,424SHDFND335,424 0 0
SNAP INCCL A83304A1061,690,411144,727SHDFND3144,727 0 0
MICROSOFT CORPCOM5949181041,631,6944,870SHDFND34,870 0 0
NVIDIA CORPORATIONCOM67066G1041,473,6743,610SHDFND33,610 0 0
SNOWFLAKE INCCL A8334451091,413,1918,040SHDFND38,040 0 0
ALPHABET INCCAP STK CL A02079K3051,365,72011,467SHDFND311,467 0 0
TELADOC HEALTH INCCOM87918A1051,306,91551,759SHDFND351,759 0 0
ZOOM VIDEO COMMUNICATIONS IN CL A98980L1011,187,59717,568SHDFND317,568 0 0
DISNEY WALT COCOM2546871061,016,78711,431SHDFND311,431 0 0
ISHARES TR20 YR TR BD ETF464287432960,4269,440SHDFND39,440 0 0
SALESFORCE INCCOM79466L302790,3753,756SHDFND33,756 0 0
CARNIVAL CORPCOMMON STOCK143658300681,11539,692SHDFND339,692 0 0
TWILIO INCCL A90138F102429,9696,799SHDFND36,799 0 0
MASTERCARD INCORPORATEDCL A57636Q104230,664595SHDFND3595 0 0
MICRON TECHNOLOGY INCCOM595112103167,5802,605SHDFND32,605 0 0
FORD MTR CO DELCOM345370860145,2549,716SHDFND39,716 0 0
DELTA AIR LINES INC DELCOM NEW247361702132,1692,854SHDFND32,854 0 0
APPLE INCCOM037833100116,598615SHDFND3615 0 0
RHCOM74967X10391,838285SHDFND3285 0 0
INTUITIVE SURGICAL INCCOM NEW46120E60280,899239SHDFND3239 0 0
PROCTER AND GAMBLE COCOM74271810959,154396SHDFND3396 0 0
ARCHER DANIELS MIDLAND COCOM03948310241,190552SHDFND3552 0 0
FEDEX CORPCOM31428X10626,498106SHDFND3106 0 0
CAPRI HOLDINGS LIMITEDSHSG1890L10724,361678SHDFND3678 0 0
APPLIED MATLS INCCOM03822210518,750130SHDFND3130 0 0
SELECT SECTOR SPDR TRENERGY81369Y50613,711170SHDFND3170 0 0
EXXON MOBIL CORPCOM30231G1029,92393SHDFND393 0 0
ZOETIS INCCL A98978V1038,59450SHDFND350 0 0
FREEPORT-MCMORAN INCCL B35671D8574,171106SHDFND3106 0 0
SPLUNK INCCOM8486371043163SHDFND33 0 0
ADVANCED MICRO DEVICES INCCall007903907262,02943,053SHCallDFND343,053 0 0
AMAZON COM INCCall0231359061,064,37565,000SHCallDFND365,000 0 0
DOCUSIGN INCCall256163906179,07519,000SHCallDFND319,000 0 0
MICROSOFT CORPCall594918904160,94513,200SHCallDFND313,200 0 0
NETFLIX INCCall64110L90621,7682,500SHCallDFND32,500 0 0
NVIDIA CORPORATIONPut67066G954190,5467,000SHPutDFND37,000 0 0
OKTA INCCall67929590523,92515,000SHCallDFND315,000 0 0
OKTA INCPut67929595588,00010,000SHPutDFND310,000 0 0
SHOPIFY INCCall82509L907500,61131,628SHCallDFND331,628 0 0
SNOWFLAKE INCCall83344590994,72014,800SHCallDFND314,800 0 0
SNOWFLAKE INCPut833445959100,77210,000SHPutDFND310,000 0 0
BLOCK INCCall85223490356,52322,045SHCallDFND322,045 0 0
BLOCK INCPut852234953198,13928,000SHPutDFND328,000 0 0
ZSCALER INCCall98980G90229,1526,394SHCallDFND36,394 0 0
ZSCALER INCPut98980G952157,50020,000SHPutDFND320,000 0 0
NVIDIA CORPORATIONCall67066G9041,527,41814,290SHCallDFND314,290 0 0
PALO ALTO NETWORKS INCCall69743590529,9141,200SHCallDFND31,200 0 0
ALPHABET INCCall02079K90529,8854,600SHCallDFND34,600 0 0
VISA INCCall92826C9092,5835,000SHCallDFND35,000 0 0
APPLE INCCall0378339009,249920SHCallDFND3920 0 0
MCDONALDS CORPCall58013590116,111581SHCallDFND3581 0 0
COCA COLA COCall1912169001,7252,230SHCallDFND32,230 0 0
COSTCO WHSL CORP NEWCall22160K9054,828500SHCallDFND3500 0 0
TESLA INCCall88160R90130,538810SHCallDFND3810 0 0
FEDEX CORPCall31428X90659,5644,134SHCallDFND34,134 0 0
TELADOC HEALTH INCCall87918A9052,1144,179SHCallDFND34,179 0 0
AIR PRODS & CHEMS INC COM0091581069,549,01631,880SHDFND2 0 0 31,880
ALPHABET INC CAP STK CL C02079K10718,819,061155,568SHDFND2 0 0 155,568
AMAZON COM INCCOM02313510615,652,716120,073SHDFND2 0 0 120,073
AMGEN INCCOM0311621009,107,48241,021SHDFND2 0 0 41,021
APPLE INCCOM03783310017,106,21488,190SHDFND2 0 0 88,190
ARCHER DANIELS MIDLAND COCOM0394831026,755,97189,412SHDFND2 0 0 89,412
AT&T INC COM00206R1022,113,263132,493SHDFND2 0 0 132,493
BANK NEW YORK MELLON CORP COM0640581001,538,96734,568SHDFND2 0 0 34,568
BLACKROCK INC COM09247X1018,852,12112,808SHDFND2 0 0 12,808
BRISTOL-MYERS SQUIBB COCOM11012210810,213,838159,716SHDFND2 0 0 159,716
BROADCOM INC COM11135F10119,555,34222,544SHDFND2 0 0 22,544
CISCO SYS INCCOM17275R1023,198,77461,824SHDFND2 0 0 61,824
COCA COLA CO COM1912161007,771,993129,060SHDFND2 0 0 129,060
COSTCO WHSL CORP NEWCOM22160K1054,254,2797,902SHDFND2 0 0 7,902
D R HORTON INC COM23331A10911,218,72392,191SHDFND2 0 0 92,191
EXCHANGE TRADED CONCEPTS TREMQQ EM INTERN3015058894,815164SHDFND2 0 0 164
FIRST SOLAR INCCOM3364331077,587,06239,913SHDFND2 0 0 39,913
FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING33734X1922,102,70327,689SHDFND2 0 0 27,689
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF33734X8461,559,65234,346SHDFND2 0 0 34,346
FIRST TR EXCHANGE-TRADED FD NAS CLNEDG GREEN33733E5002,056,32540,194SHDFND2 0 0 40,194
GENERAL MLS INC COM3703341041,459,37119,027SHDFND2 0 0 19,027
GLOBAL X FDSMSCI CHINA CNSMR37950E408216,48012,000SHDFND2 0 0 12,000
GLOBAL X FDSUS INFR DEV ETF37954Y6731,256,74039,979SHDFND2 0 0 39,979
GRAINGER W W INC COM38480210410,766,61913,653SHDFND2 0 0 13,653
HOME DEPOT INC COM4370761023,997,31612,868SHDFND2 0 0 12,868
HUNT J B TRANS SVCS INCCOM4456581078,970,03749,550SHDFND2 0 0 49,550
ILLINOIS TOOL WKS INCCOM4523081091,349,6135,395SHDFND2 0 0 5,395
INTUITCOM46120210310,992,89423,992SHDFND2 0 0 23,992
INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL46138E35467,5841,076SHDFND2 0 0 1,076
INVESCO EXCH TRADED FD TR IITAXABLE MUN BD46138G80519,864,046748,175SHDFND2 0 0 748,175
INVESCO QQQ TR UNIT SER 146090E10311,793,73431,925SHDFND2 0 0 31,925
ISHARES INC MSCI BRAZIL ETF46428640018,258563SHDFND2 0 0 563
ISHARES INC CORE MSCI EMKT46434G103519,61510,542SHDFND2 0 0 10,542
ISHARES INC MSCI JPN ETF NEW46434G822196,7803,179SHDFND2 0 0 3,179
ISHARES TRCHINA LG-CAP ETF46428718427,2441,002SHDFND2 0 0 1,002
ISHARES TRISHARES SEMICDTR4642875234,547,0798,964SHDFND2 0 0 8,964
ISHARES TRISHARES BIOTECH4642875561,871,39014,740SHDFND2 0 0 14,740
ISHARES TRSHORT TREAS BD4642886791,439,71613,035SHDFND2 0 0 13,035
ISHARES TRU.S.MED DVC ETF4642888101,048,10718,567SHDFND2 0 0 18,567
ISHARES TRUS TREAS BD ETF46429B2677,953,468347,313SHDFND2 0 0 347,313
ISHARES TRGLOBAL REIT ETF46434V6471,388,72060,458SHDFND2 0 0 60,458
ISHARES TR SELECT DIVID ETF464287168979,1398,642SHDFND2 0 0 8,642
ISHARES TR TIPS BD ETF4642871763,341,60131,050SHDFND2 0 0 31,050
ISHARES TR CORE US AGGBD ET46428722650,543,473516,013SHDFND2 0 0 516,013
ISHARES TR MSCI EMG MKT ETF4642872341,742,42044,045SHDFND2 0 0 44,045
ISHARES TR IBOXX INV CP ETF46428724268,170,050630,387SHDFND2 0 0 630,387
ISHARES TR 20 YR TR BD ETF46428743217,325,317168,305SHDFND2 0 0 168,305
ISHARES TR 7-10 YR TRSY BD46428744048,684,275503,978SHDFND2 0 0 503,978
ISHARES TR 1 3 YR TREAS BD46428745712,556,616154,867SHDFND2 0 0 154,867
ISHARES TR EXPANDED TECH4642875153,076,4448,893SHDFND2 0 0 8,893
ISHARES TR RUSSELL 2000 ETF4642876557,11338SHDFND2 0 0 38
ISHARES TR U.S. REAL ES ETF4642877395,314,77661,407SHDFND2 0 0 61,407
ISHARES TR U.S. ENERGY ETF4642877964,884,660114,021SHDFND2 0 0 114,021
ISHARES TR JPMORGAN USD EMG464288281934,80510,802SHDFND2 0 0 10,802
ISHARES TR IBOXX HI YD ETF46428851342,053,839560,195SHDFND2 0 0 560,195
ISHARES TR MBS ETF46428858830,644,267328,572SHDFND2 0 0 328,572
ISHARES TR ISHS 1-5YR INVS46428864649,077,448978,223SHDFND2 0 0 978,223
ISHARES TR 3 7 YR TREAS BD46428866171,692622SHDFND2 0 0 622
ISHARES TR PFD AND INCM SEC46428868727,564,228891,181SHDFND2 0 0 891,181
ISHARES TR US OIL GS EX ETF464288851484,5325,691SHDFND2 0 0 5,691
ISHARES TR MSCI INDIA ETF46429B598961,88122,011SHDFND2 0 0 22,011
ISHARES TR MSCI USA MIN VOL46429B69771,803966SHDFND2 0 0 966
ISHARES TR CUR HD EURZN ETF46434V63936,9621,130SHDFND2 0 0 1,130
ISHARES TR MORTGE REL ETF46435G34271,3463,027SHDFND2 0 0 3,027
ISHARES TR ESG AWR US AGRGT46435U549103,5852,196SHDFND2 0 0 2,196
JOHNSON & JOHNSON COM4781601043,445,96120,819SHDFND2 0 0 20,819
JPMORGAN CHASE & CO COM46625H10010,502,80472,214SHDFND2 0 0 72,214
KIMBERLY-CLARK CORPCOM4943681031,056,8497,655SHDFND2 0 0 7,655
META PLATFORMS INCCL A30303M10211,923,73241,549SHDFND2 0 0 41,549
MICROSOFT CORPCOM59491810420,084,36858,978SHDFND2 0 0 58,978
MONDELEZ INTL INC CL A6092071051,313,79518,012SHDFND2 0 0 18,012
NVIDIA CORPORATIONCOM67066G10426,171,82461,869SHDFND2 0 0 61,869
OMNICOM GROUP INC COM6819191061,115,44311,723SHDFND2 0 0 11,723
PEPSICO INC COM7134481083,435,83118,550SHDFND2 0 0 18,550
PFIZER INCCOM7170811034,476,170122,033SHDFND2 0 0 122,033
PIMCO ETF TR ACTIVE BD ETF72201R7751,958,19421,373SHDFND2 0 0 21,373
PROCTER AND GAMBLE COCOM7427181092,939,35619,371SHDFND2 0 0 19,371
PROSHARES TR SHORT S&P 500 NE74347B4251,127,97281,266SHDFND2 0 0 81,266
QUALCOMM INCCOM7475251036,446,61154,155SHDFND2 0 0 54,155
SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247971,679,70123,130SHDFND2 0 0 23,130
SELECT SECTOR SPDR TR SBI MATERIALS81369Y10092,9801,122SHDFND2 0 0 1,122
SELECT SECTOR SPDR TR SBI CONS STPLS81369Y3088,165,079110,086SHDFND2 0 0 110,086
SELECT SECTOR SPDR TR FINANCIAL81369Y6059,169272SHDFND2 0 0 272
SELECT SECTOR SPDR TR COMMUNICATION81369Y852954,26814,663SHDFND2 0 0 14,663
SELECT SECTOR SPDR TR SBI INT-UTILS81369Y8865,385,97482,304SHDFND2 0 0 82,304
SPDR GOLD TRGOLD SHS78463V10746,398,511260,271SHDFND2 0 0 260,271
SPDR S&P 500 ETF TR TR UNIT78462F10343,587,72298,330SHDFND2 0 0 98,330
SPDR SER TRS&P DIVID ETF78464A7634,282,33234,935SHDFND2 0 0 34,935
SPDR SER TRS&P BIOTECH78464A8701,769,62721,267SHDFND2 0 0 21,267
SPDR SER TRBLOOMBERG SHT TE78468R4086,777,927274,410SHDFND2 0 0 274,410
SYSCO CORPCOM8718291071,273,86617,168SHDFND2 0 0 17,168
TEXAS INSTRS INC COM8825081043,520,65119,557SHDFND2 0 0 19,557
UNITEDHEALTH GROUP INC COM91324P10213,650,17628,400SHDFND2 0 0 28,400
VANECK ETF TRUSTGOLD MINERS ETF92189F106488,08316,210SHDFND2 0 0 16,210
VANECK ETF TRUSTJUNIOR GOLD MINE92189F791239,1726,707SHDFND2 0 0 6,707
VANGUARD INDEX FDS S&P 500 ETF SHS9229083635,890,89814,464SHDFND2 0 0 14,464
VANGUARD INDEX FDS REAL ESTATE ETF922908553697,3088,349SHDFND2 0 0 8,349
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF922042742225,4792,325SHDFND2 0 0 2,325
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4098,827,328116,671SHDFND2 0 0 116,671
VANGUARD SCOTTSDALE FDSLG-TERM COR BD92206C8136,760,03086,126SHDFND2 0 0 86,126
VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8703,877,21249,060SHDFND2 0 0 49,060
VANGUARD WORLD FDESG US STK ETF921910733141,7951,807SHDFND2 0 0 1,807
VANGUARD WORLD FDS CONSUM DIS ETF92204A108760,3922,685SHDFND2 0 0 2,685
VANGUARD WORLD FDS HEALTH CAR ETF92204A5042,425,4329,907SHDFND2 0 0 9,907
VANGUARD WORLD FDS INF TECH ETF92204A7028,753,88419,798SHDFND2 0 0 19,798
VERIZON COMMUNICATIONS INC COM92343V1041,176,05931,623SHDFND2 0 0 31,623
WHIRLPOOL CORP COM9633201061,562,74110,503SHDFND2 0 0 10,503
WISDOMTREE TREM EX ST-OWNED97717X57865,7102,351SHDFND2 0 0 2,351
WISDOMTREE TRCLOUD COMPUTNG97717Y6912,506,67879,075SHDFND2 0 0 79,075
BLOCK INCCL A85223410360,440,900907,930SHDFND4907,930 0 0
CME GROUP INCCOM12572Q10587,428,299471,846SHDFND1471,846 0 0
VITESSE ENERGY INC COM92852X1032,605,389116,312SHDFND1116,312 0 0
ARES MANAGEMENT CORPORATIONCL A COM STK03990B1011,287,692,69913,364,740SHDFND113,364,740 0 0
ISHARES TREXPANDED TECH464287515101,351,630293,000SHDFND1293,000 0 0
ISHARES TRUS HOME CONS ETF46428875220,591,040241,000SHDFND1241,000 0 0
SELECT SECTOR SPDR TRTECHNOLOGY81369Y803104,402,930600,500SHDFND1600,500 0 0
ISHARES TRCORE US AGGBD ET464287226248,793,0002,540,000SHDFND12,540,000 0 0
ISHARES TRIBOXX INV CP ETF464287242151,478,6191,400,764SHDFND11,400,764 0 0
UNITED STS OIL FD LPUNITS91232N20761,478,270967,400SHDFND1967,400 0 0