UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form CB/A
Amendment No. 1
TENDER OFFER/RIGHTS OFFERING NOTIFICATION FORM
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to file this Form:
Securities Act Rule 801 (Rights Offering) | ¨ | |||
Securities Act Rule 802 (Exchange Offer) | x | |||
Exchange Act Rule 13e-4(h)(8) (Issuer Tender Offer) | ¨ | |||
Exchange Act Rule 14d-1(c) (Third Party Tender Offer) | ¨ | |||
Exchange Act Rule 14e-2(d) (Subject Company Response) | ¨ | |||
Filed or submitted in paper if permitted by Regulation S-T Rule 101(b)(8) | ¨ |
Vic Tokai Corporation
(Name of Subject Company)
Vic Tokai Corporation
(Translation of Subject Companys Name into English (if applicable))
Japan
(Jurisdiction of Subject Companys Incorporation or Organization)
Vic Tokai Corporation
(Name of Person(s) Furnishing Form)
Common Stock
(Title of Class of Subject Securities)
Not Applicable
(CUSIP Number of Class of Securities (if applicable))
Vic Tokai Corporation
ATTN: Hiroyuki Ozawa
3rd Floor, Itopia Iwamotocho, ANNEX 2-14-2, Iwamotocho, Chiyoda-ku, Tokyo, Japan
Telephone: +81-3-5687-2109
(Name, Address (including zip code) and Telephone Number (including area code) of
Person(s) Authorized to Receive Notices and Communications on Behalf of Subject Company)
Press Release Announcement on November 18, 2010
Tender Offer Scheduled to Commence on April 1, 2011
(Date Tender Offer/Rights Offering Commenced)
PART I - INFORMATION SENT TO SECURITY HOLDERS
Item 1. | Home Jurisdiction Documents |
None.
Item 2. | Informational Legends |
A legend compliant with Rule 802(b) under the Securities Act of 1933, as amended, is included on the first page of the document filed as Exhibit 99.1.
PART II - INFORMATION NOT REQUIRED TO BE SENT TO SECURITY HOLDERS
Exhibit No. |
Description | |
24.1 | Power of Attorney* | |
99.1 | English translation of a press release, dated November 18, 2010, announcing the establishment of a Joint Holding Company by Share Transfer* | |
99.2 | English translation of a press release, dated December 17, 2010, amending the press release dated November 18, 2010 |
* | Previously submitted |
PART III - CONSENT TO SERVICE OF PROCESS
A written irrevocable consent and power of attorney on Form F-X was filed with the Securities and Exchange Commission (the SEC) on November 18, 2010. Vic Tokai Corporation will promptly communicate any change in the name or address of its agent for service of process to the SEC by amendment of the Form F-X.
PART IV - SIGNATURES
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
VIC TOKAI CORPORATION | ||
By: | /s/ ANNA TOMCZYK | |
Name: | Anna Tomczyk | |
Title: | by Power of Attorney |
Date: December 20, 2010
EXHIBIT 99.2
WITH RESPECT TO THE ANNOUNCEMENT OF THE ESTABLISHMENT OF A JOINT HOLDING COMPANY BY SHARE TRANSFER.
This exchange offer or business combination is made for the securities of a foreign company. The offer is subject to disclosure requirements of a foreign country that are different from those of the United States. Financial statements included in the document have been prepared in accordance with foreign accounting standards that may not be comparable to the financial statements of United States companies.
It may be difficult for you to enforce your rights and any claim you may have arising under the federal securities laws, since the issuer is located in a foreign country, and some or all of its officers and directors may be residents of a foreign country. You may not be able to sue a foreign company or its officers or directors in a foreign court for violations of United States securities laws. It may be difficult to compel a foreign company and its affiliates to subject themselves to a United States courts judgments.
You should be aware that the issuer may purchase securities otherwise than under the exchange offer, such as in open market or privately negotiated purchases.
[Translation]
December 17, 2010
To whom it may concern:
Company Name: |
TOKAI CORPORATION | |||
Representative: |
Masao Saigo, President (Code No.: 8134 First Section of | |||
Contact: |
Hiroshi Mochizuki, Senior Operating Officer
and (Phone +81-54-254-8181) | |||
Company Name: |
VIC TOKAI CORPORATION | |||
Representative: |
Hiroshi Hayakawa, President (Code No.: 2306 JASDAQ) | |||
Contact: |
Hiroyuki Ozawa, Senior Director and Manager of Management Division (Phone +81-3-5687-3109) |
(Amendment) Notice Regarding Partial Amendment to the Notice Regarding Integration of TOKAI CORPORATION and VIC TOKAI CORPORATION through the Establishment of a Joint Holding Company (by Share Transfer)
TOKAI CORPORATION (TOKAI) and VIC TOKAI CORPORATION (VIC TOKAI, and collectively with TOKAI, Parties), as announced in their press release of November 18, 2010 titled Notice Regarding Integration of TOKAI CORPORATION and VIC TOKAI CORPORATION through the Establishment of a Joint Holding Company (by Share Transfer), that (1) their agreement to establish their wholly owning parent company, TOKAI Holdings Corporation through a Share Transfer (kabushiki-iten) (Share Transfer) effective on April 1, 2011 (tentative) subject to approval at their respective extraordinary shareholders meetings to be held on January 21, 2011, and (2) they have jointly prepared, and have obtained their board approvals at their respective board of directors meetings held on November 18, 2010, a Share Transfer Plan. TOKAI and VIC TOKAI have resolved at their respective board of directors meetings held on the date hereof to partially amend the Share Transfer Plan pertaining to the Share Transfer. Therefore, the Parties hereby announce the partial amendment to their press release of November 18, 2010 titled Notice Regarding Integration of TOKAI CORPORATION and VIC TOKAI CORPORATION through the Establishment of a Joint Holding Company (by Share Transfer) as follows:
Amended Section: | Section 4. Information of the Company to be Newly Incorporated upon the Share Transfer Item (4) Representatives and Officers to be Appointed | |
Reason for Amendment: | For the purpose of strengthening the auditing system, one additional initial Corporate Auditor shall be appointed. |
The amended sections of the press release have been underlined below.
(Before the Amendment)
4. Information of the Company to be Newly Incorporated upon the Share Transfer
(The above is omitted)
(4) Representatives and Officers to be Appointed | Representative Director and President (CEO) Katsuhiko Tokita Current Status: Representative Director and Chairman (CEO) of TOKAI Representative Director and Vice President Masao Saigo Current Status: Representative Director and President (COO) of TOKAI Director Takanori Mamuro Current Status: Director and Executive Operating Officer of TOKAI Director Kuniyoshi Muramatsu Current Status: Senior Operating Officer of TOKAI Director Mitsuhaya Suzuki Current Status: Operating Officer of TOKAI Director Hidetsugu Mizoguchi Current Status: Operating Officer of TOKAI Director Masayoshi Yabuzaki Current Status: Director, Vice President and Operating Officer of TOKAI Director Yasuhiro Fukuda Current Status: Representative Director and Executive Officer of VIC TOKAI Director (Outside) Kenichi Kobayashi Current Status: Director (Outside) of TOKAI Director (Outside) Kenichiro Suzuki Current Status: Director of Suzuyo Co., Ltd. Standing Corporate Auditor Hiroshi Mochizuki Current Status: Senior Operating Officer of TOKAI Corporate Auditor (Outside) Kenji Tateishi Current Status: Corporate Auditor (Outside) of TOKAI Corporate Auditor (Outside) Jiro Amagai Current Status: Representative Director, Chairman and President of Japan Alcohol Trading Co., Ltd.
|
(The rest is omitted)
(After the Amendment)
4. Information of the Company to be Newly Incorporated upon the Share Transfer
(The above is omitted)
(4) Representatives and Officers to be Appointed |
Representative Director and President (CEO) Katsuhiko Tokita Current Status: Representative Director and Chairman (CEO) of TOKAI Representative Director and Vice President Masao Saigo Current Status: Representative Director and President (COO) of TOKAI Director Takanori Mamuro Current Status: Director and Executive Operating Officer of TOKAI Director Kuniyoshi Muramatsu Current Status: Senior Operating Officer of TOKAI Director Mitsuhaya Suzuki Current Status: Operating Officer of TOKAI Director Hidetsugu Mizoguchi Current Status: Operating Officer of TOKAI Director Masayoshi Yabuzaki Current Status: Director, Vice President and Operating Officer of TOKAI Director Yasuhiro Fukuda Current Status: Representative Director and Executive Officer of VIC TOKAI Director (Outside) Kenichi Kobayashi Current Status: Director (Outside) of TOKAI Director (Outside) Kenichiro Suzuki Current Status: Director of Suzuyo Co., Ltd. Standing Corporate Auditor Hiroshi Mochizuki Current Status: Senior Operating Officer of TOKAI Corporate Auditor (Outside) Akira Seshimo Current Status: Corporate Auditor (Outside) of TOKAI Corporate Auditor (Outside) Kenji Tateishi Current Status: Corporate Auditor (Outside) of TOKAI Corporate Auditor (Outside) Jiro Amagai Current Status: Representative Director, Chairman and President of Japan Alcohol Trading Co., Ltd.
|
(The rest is omitted)
[END]