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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivative Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Employee Director Stock Option (right to buy) | $146.82 | 07/02/2020 | M | 1,834 | (2) | 01/15/2023 | Common Stock | 1,834 | $ 0 | 0 | D |
This transaction was executed in multiple trades with sales prices ranging from $335.83 to $336.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. | |
Options were granted on January 15, 2016 and cliff vest 100% on the third anniversary from the date the options were granted. |
Signatures | ||
/s/ RACHEL R. STERN, Attorney in Fact for Laurie Siegel | 07/06/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that the undersigned, Laurie Siegel, an individual subject to the filing requirements (the "Filer") of Section 16 of the Securities Act of 1934, as amended (the "Act"), does hereby constitute and appoint any of Helen Shan, Rachel Stern, Brian Daly, Megan Jones, Jill Shank, Debra Quas, as her true and lawful attorney-in-fact and in her name, place and stead to execute and deliver, and to take such other action as the attorney considers necessary or appropriate, to effect, any filing on Form 3, Form 4, or Form 5 to be filed under Section 16 of the Act, IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney on this 25th day of March, 2019. /s/ LAURIE SIEGEL Signature Laurie Siegel Printed Name STATE OF CONNECTICUT) ) SS: COUNTY OF FAIRFIELD) On the 25th day of March, 2019, before me personally came Laurie Siegel and who executed the foregoing instrument, and she acknowledged to me that she executed the same. /s/ MARIA EDMONDSON Notary Public