UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
09-30-2020
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
FALCON POINT CAPITAL, LLC
Address:
TWO EMBARCADERO CENTER STE 420
SAN FRANCISCO, CA 94111
Form 13F File Number:
028-10492

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Michael Mahoney
Title:
Sr. Managing Director
Phone:
415-782-9600


Signature, Place, and Date of Signing:

Michael Mahoney
                         [Signature]
San Francisco, CALIFORNIA
                 [City, State]
10-20-2020
                           [Date]
                          

Report Type (Check only one.):

☒ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☐ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
0
Form 13F Information table Entry Total:
38
Form 13F Information table Value Total:
8843
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

  
NONE


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
Agnico-Eagle Mines LimitedCOM0084741082513,149SHSOLE3,149 0 0
Alamos Gold, Inc.COM01153210817920,286SHSOLE20,286 0 0
Alibaba Group (ADR)COM01609W102275936SHSOLE936 0 0
Amazon Com Inc.COM02313510622471SHSOLE71 0 0
Aspen Group Inc.COM04530L20313812,369SHSOLE12,369 0 0
Boingo Wireless Inc.COM09739c10217317,009SHSOLE17,009 0 0
CoStar Group, Inc.COM22160n109479565SHSOLE565 0 0
D.R. Horton Inc.COM23331a1092192,900SHSOLE2,900 0 0
DraftKings Inc.COM26142R1042003,400SHSOLE3,400 0 0
Dycom IndustriesCOM2674751012584,893SHSOLE4,893 0 0
Dynatrace Inc.COM2681501092516,128SHSOLE6,128 0 0
Five9COM3383071013842,958SHSOLE2,958 0 0
Fiverr International Ltd.COMM4R82T1062802,014SHSOLE2,014 0 0
Helca Mining coCOM4227041066512,875SHSOLE12,875 0 0
Horizon Therapeutics PLCCOMG461881013244,166SHSOLE4,166 0 0
Limelight Networks IncCOM53261M10421336,951SHSOLE36,951 0 0
Lincoln Educational ServicesCOM5335351008014,500SHSOLE14,500 0 0
LiveRamp Holdings, Inc.COM53815P1083116,006SHSOLE6,006 0 0
Livongo Health Inc.COM5391831032101,501SHSOLE1,501 0 0
Mastercard Inc.COM57636q104254752SHSOLE752 0 0
Microsoft Corp.COM5949181042731,297SHSOLE1,297 0 0
Netflix Inc.COM64110l106203405SHSOLE405 0 0
Nokia Corp. (ADR)COM6549022046316,065SHSOLE16,065 0 0
Nvidia Corp.COM67066g104447826SHSOLE826 0 0
Petroquest Energy Inc.COM716748405 0 11,910SHSOLE11,910 0 0
Ringcentral Inc.COM76680R2065451,983SHSOLE1,983 0 0
SPDR Gold SharesCOM78463v1072461,390SHSOLE1,390 0 0
Taiwan Semiconductor ADRCOM8740391002322,862SHSOLE2,862 0 0
Universal Technical Institute,COM9139151047815,419SHSOLE15,419 0 0
Visa Inc - Class A SharesCOM92826c8392721,358SHSOLE1,358 0 0
Vonage Holdings Corp.COM92886t20119018,593SHSOLE18,593 0 0
Apollo Global Management LLC 6PRD03768e3032078,000SHSOLE8,000 0 0
First Horizon NationalPRD3205174022188,000SHSOLE8,000 0 0
TravelCenters of AmericaPRD8941743092038,000SHSOLE8,000 0 0
Wintrust Financial CorpPRD97650w5042148,000SHSOLE8,000 0 0
Boingo WirelessCVBOND09739CAB8218250,000PRNSOLE250,000 0 0
Ligand Pharmaceuticals ICVBOND53220KAF5225250,000PRNSOLE250,000 0 0
Vonage Holdings CorpCVBOND92886TAJ1241250,000PRNSOLE250,000 0 0