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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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1. Title of Derivative Security | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
CCMP Capital, LLC | X | X | ||
CCMP Capital Investors II, L.P. | X | X | ||
CCMP Capital Investors (Cayman) II, L.P. | X | X | ||
CCMP Capital Associates, L.P. | X | X | ||
CCMP Capital Associates GP, LLC | X | X | ||
Brenneman Greg Dean | X | X | ||
MURRAY STEPHEN | X | X | ||
ZANNINO RICHARD F | X | X | ||
Represents shares of the Issuer's common stock committed to be sold by CCMP Capital Investors II, L.P. (6,395,304 shares) and CCMP Capital Investors (Cayman) II, L.P. (852,427 shares) in an underwritten public offering pursuant to an underwriting agreement executed on March 26, 2013. The underwritten public offering is expected to close on April 2, 2013. | |
Represents shares of the Issuer's common stock committed to be sold by CCMP Capital Investors II, L.P. in an underwritten public offering pursuant to an underwriting agreement executed on March 26, 2013. The underwritten public offering is expected to close on April 2, 2013. | |
Represents shares of the Issuer's common stock committed to be sold by CCMP Capital Investors (Cayman) II, L.P. in an underwritten public offering pursuant to an underwriting agreement executed on March 26, 2013. The underwritten public offering is expected to close on April 2, 2013. | |
See Exhibit 99. | |
The amount shown represents the beneficial ownership of shares of the Issuer's Common Stock owned by CCMP Capital Investors II, L.P. | |
The amount shown represents the beneficial ownership of shares of the Issuer's Common Stock owned by CCMP Capital Investors (Cayman) II, L.P. | |
| Remarks: See Exhibit 99 | |
| Signatures | ||
CCMP Capital, LLC, /s/ Marc Unger, Chief Operating Officer and Chief Financial Officer | 03/28/2013 | |
CCMP Capital Investors II, L.P., By: CCMP Capital Associates, L.P., its general partner, By: CCMP Capital Associates GP, LLC, its general partner, /s/ Marc Unger, Chief Operating Officer and Chief Financial Officer | 03/28/2013 | |
CCMP Capital Investors (Cayman) II, L.P., By: CCMP Capital Associates, L.P., its general partner, By: CCMP Capital Associates GP, LLC, its general partner, /s/ Marc Unger, Chief Operating Officer and Chief Financial Officer | 03/28/2013 | |
CCMP Capital Associates, L.P., By CCMP Capital Associates GP, LLC, its general partner, /s/ Marc Unger, Chief Operating Officer and Chief Financial Officer | 03/28/2013 | |
CCMP Capital Associates GP, LLC, /s/ Marc Unger, Chief Operating Officer and Chief Financial Officer | 03/28/2013 | |
/s/ Greg D. Brenneman | 03/28/2013 | |
/s/ Stephen Murray | 03/28/2013 | |
/s/ Richard Zannino | 03/28/2013 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
EXHIBIT 99
This Form 4 is being filed by (i) CCMP Capital Investors II, L.P. ("CCMP
Capital Investors"), (ii) CCMP Capital Investors (Cayman) II, L.P. ("CCMP
Cayman" and together with CCMP Capital Investors, the "CCMP Capital
Funds"), (iii) CCMP Capital Associates, L.P. ("CCMP Capital Associates"),
the general partner of the CCMP Capital Funds, (iv) CCMP Capital Associates
GP, LLC ("CCMP Capital Associates GP"), the general partner of CCMP
Capital Associates, (v) CCMP Capital, LLC ("CCMP Capital"), the owner
of CCMP Capital Associates GP, and (vi) each of Greg Brenneman, Richard
Zannino and Stephen Murray, in his capacity as a member of the CCMP
Capital investment committee that makes voting and disposition decisions
with respect to the Issuer's common stock that may be deemed to be beneficially
owned by CCMP Capital, and in the case of Mr. Brenneman and Mr. Zannino,
in his capacity as a member of the Board of Directors of the Issuer (Messrs.
Brenneman, Zannino and Murray, together with the CCMP Capital Funds,
CCMP Capital Associates and CCMP Capital Associates GP, the "Reporting
Persons"). Each of CCMP Capital Associates, CCMP Capital Associates GP
and CCMP Capital may be deemed, pursuant to Rule 13d-3 under the Securities
Exchange Act of 1934, as amended (the "Exchange Act"), to beneficially own
the Issuer's common stock reported herein held by the CCMP Capital Funds.
The actual pro rata portion of beneficial ownership of any such shares held by
the CCMP Capital Funds that may be deemed attributable to CCMP Capital
Associates, CCMP Capital Associates GP and CCMP Capital is not readily
determinable because it is subject to several variables, including the internal
rate of return and vesting of interests within CCMP Capital Associates and
the CCMP Capital Funds. As a consequence of being members of a CCMP
Capital investment committee, Greg Brenneman, Richard Zannino and Stephen
Murray may be deemed, pursuant to Rule 13d-3 under the Exchange Act, to
beneficially own all of the listed shares. The actual pro-rata portion of
beneficial ownership of any shares that may be deemed attributable to Messrs.
Brenneman, Zannino and Murray is not readily determinable because it is
subject to several variables, including the internal rate of return and
vesting of interests within CCMP Capital Associates and the CCMP Capital
Funds. The Reporting Persons disclaim beneficial ownership of the securities
to the extent it exceeds their pecuniary interest therein and the inclusion of
the shares in this report shall not be deemed to be an admission of beneficial
ownership of the reported shares for the purposes of Section 16 of the
Exchange Act or otherwise. The amount shown represents the beneficial
ownership of the Issuer's common stock held by the Reporting Persons
as a group.