UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:
03-31-2021
Check here if Amendment: ☐ Amendment Number:
This Amendment (Check only one.):☐ is a restatement.
☐ adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name:
RITHOLTZ WEALTH MANAGEMENT
Address:
24 WEST 40TH STREET
15TH FLOOR
NEW YORK, NY 10018
Form 13F File Number:
028-17973

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.


Person Signing this Report on Behalf of Reporting Manager:
Name:
Kris Venne
Title:
Chief Compliance Officer
Phone:
212-455-9122


Signature, Place, and Date of Signing:

/s/ Kris Venne
                         [Signature]
New York, NEW YORK
                 [City, State]
04-14-2021
                           [Date]
                          

Report Type (Check only one.):

☐ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) 

☐ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 

☒ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)



List of Other Managers Reporting for this Manager
[If there are no entries in this list, omit this section.]



Form 13F File NumberNameCIK

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
1
Form 13F Information table Entry Total:
480
Form 13F Information table Value Total:
1201066
          (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]

No.Form 13F File NumberNameCIK
1
028-16706
Betterment LLC
0001633901


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number:3235-0006
Expires:July 31, 2015
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
3M COCOM88579Y1016973,617SHSOLE 0 0 3,617
ABBOTT LABSCOM0028241007876,567SHSOLE 0 0 6,567
ABBVIE INCCOM00287Y1091,0539,731SHSOLE 0 0 9,731
ABBVIE INCCOM00287Y1097400SHCallSOLE 0 0 400
ACCENTURE PLC IRELANDSHS CLASS AG1151C1019223,339SHSOLE 0 0 3,339
ACTIVISION BLIZZARD INCCOM00507V1092622,812SHSOLE 0 0 2,812
ADOBE SYSTEMS INCORPORATEDCOM00724F1011,3132,762SHSOLE 0 0 2,762
ADVANCED MICRO DEVICES INCCOM0079031073814,852SHSOLE 0 0 4,852
ADVANCED MICRO DEVICES INCCOM007903107502,800SHCallSOLE 0 0 2,800
AEGLEA BIOTHERAPEUTICS INCCOM00773J1031,383174,646SHSOLE 0 0 174,646
AEGON N VNY REGISTRY SHS00792410345596,204SHSOLE 0 0 96,204
AGCO CORPCOM0010841023692,569SHSOLE 0 0 2,569
AIR PRODS & CHEMS INCCOM0091581064671,661SHSOLE 0 0 1,661
ALEXCO RESOURCE CORPCOM01535P1069638,254SHSOLE 0 0 38,254
ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1021,8148,001SHSOLE 0 0 8,001
ALLIANCE DATA SYSTEMS CORPCOM0185811082231,986SHSOLE 0 0 1,986
ALLSTATE CORPCOM0200021014844,212SHSOLE 0 0 4,212
ALLY FINL INCCOM02005N1002325,130SHSOLE 0 0 5,130
ALPHABET INCCAP STK CL A02079K3053,9111,896SHSOLE 0 0 1,896
ALPHABET INCCAP STK CL A02079K30531100SHCallSOLE 0 0 100
ALPHABET INCCAP STK CL C02079K1073,7401,808SHSOLE 0 0 1,808
ALTICE USA INCCL A02156K1032,34972,200SHSOLE 0 0 72,200
ALTRIA GROUP INCCOM02209S10381215,875SHSOLE 0 0 15,875
AMAZON COM INCCOM0231351069,4933,068SHSOLE 0 0 3,068
AMAZON COM INCCOM02313510659100SHCallSOLE 0 0 100
AMCOR PLCORDG0250X10719216,464SHSOLE 0 0 16,464
AMERICA MOVIL SAB DE CVSPON ADR L SHS02364W10524518,074SHSOLE 0 0 18,074
AMERICAN EXPRESS COCOM0258161094243,000SHSOLE 0 0 3,000
AMERICAN TOWER CORP NEWCOM03027X1002531,057SHSOLE 0 0 1,057
AMERIPRISE FINL INCCOM03076C1065762,477SHSOLE 0 0 2,477
AMERISOURCEBERGEN CORPCOM03073E1052552,163SHSOLE 0 0 2,163
AMGEN INCCOM0311621001,3835,557SHSOLE 0 0 5,557
AMKOR TECHNOLOGY INCCOM03165210042317,852SHSOLE 0 0 17,852
AON PLCSHS CL AG0403H1083651,586SHSOLE 0 0 1,586
APPLE INCCOM03783310028,340232,009SHSOLE 0 0 232,009
APPLE INCCOM037833100432,800SHCallSOLE 0 0 2,800
APPLIED MATLS INCCOM0382221056214,647SHSOLE 0 0 4,647
APPLIED MATLS INCCOM03822210516400SHCallSOLE 0 0 400
ARC DOCUMENT SOLUTIONS INCCOM00191G1039444,569SHSOLE 0 0 44,569
ARROW ELECTRS INCCOM0427351003323,000SHSOLE 0 0 3,000
ASML HOLDING N VN Y REGISTRY SHSN070592101,5972,587SHSOLE 0 0 2,587
ASTRAZENECA PLCSPONSORED ADR04635310853410,742SHSOLE 0 0 10,742
AT&T INCCOM00206R1021,23540,807SHSOLE 0 0 40,807
AUTODESK INCCOM0527691062971,072SHSOLE 0 0 1,072
AUTOMATIC DATA PROCESSING INCOM0530151032601,380SHSOLE 0 0 1,380
AUTONATION INCCOM05329W1023954,238SHSOLE 0 0 4,238
AVAYA HLDGS CORPCOM05351X1012187,778SHSOLE 0 0 7,778
AVIAT NETWORKS INCCOM NEW05366Y2012153,032SHSOLE 0 0 3,032
BANCO SANTANDER BRASIL S AADS REP 1 UNIT05967A10765993,515SHSOLE 0 0 93,515
BANCO SANTANDER S.A.ADR05964H10516046,618SHSOLE 0 0 46,618
BANK NEW YORK MELLON CORPCOM0640581002555,392SHSOLE 0 0 5,392
BANK NOVA SCOTIA B CCOM0641491073615,764SHSOLE 0 0 5,764
BARCLAYS PLCADR06738E20464462,945SHSOLE 0 0 62,945
BERKLEY W R CORPCOM0844231022293,037SHSOLE 0 0 3,037
BERKSHIRE HATHAWAY INC DELCL A0846701083861SHSOLE 0 0 1
BERKSHIRE HATHAWAY INC DELCL B NEW0846707023,02211,829SHSOLE 0 0 11,829
BEST BUY INCCOM0865161019087,908SHSOLE 0 0 7,908
BHP GROUP LTDSPONSORED ADS08860610885112,259SHSOLE 0 0 12,259
BIG 5 SPORTING GOODS CORPCOM08915P10139625,249SHSOLE 0 0 25,249
BIO RAD LABS INCCL A0905722077501,313SHSOLE 0 0 1,313
BIOGEN INCCOM09062X1034301,537SHSOLE 0 0 1,537
BK OF AMERICA CORPCOM0605051042,31459,798SHSOLE 0 0 59,798
BK OF AMERICA CORPCOM060505104272,500SHCallSOLE 0 0 2,500
BLACKROCK INCCOM09247X101386512SHSOLE 0 0 512
BLACKSTONE GROUP INCCOM09260D1076759,051SHSOLE 0 0 9,051
BOEING COCOM0970231051,1364,461SHSOLE 0 0 4,461
BOEING COCOM09702310570800SHCallSOLE 0 0 800
BOISE CASCADE CO DELCOM09739D1002043,403SHSOLE 0 0 3,403
BOOKING HOLDINGS INCCOM09857L108862370SHSOLE 0 0 370
BORGWARNER INCCOM0997241062725,864SHSOLE 0 0 5,864
BOSTON PROPERTIES INCCOM1011211012742,707SHSOLE 0 0 2,707
BP PLCSPONSORED ADR05562210442217,320SHSOLE 0 0 17,320
BRISTOL-MYERS SQUIBB COCOM11012210870111,106SHSOLE 0 0 11,106
BRITISH AMERN TOB PLCSPONSORED ADR1104481072676,880SHSOLE 0 0 6,880
BROADCOM INCCOM11135F1018621,859SHSOLE 0 0 1,859
BROOKFIELD ASSET MGMT INCCL A LTD VT SH1125851044399,873SHSOLE 0 0 9,873
BROWN FORMAN CORPCL A1156371002143,366SHSOLE 0 0 3,366
BUILDERS FIRSTSOURCE INCCOM12008R1072254,860SHSOLE 0 0 4,860
CADENCE DESIGN SYSTEM INCCOM1273871082081,516SHSOLE 0 0 1,516
CAMBIUM NETWORKS CORPSHSG177661092264,837SHSOLE 0 0 4,837
CANADIAN NATL RY COCOM1363751023392,922SHSOLE 0 0 2,922
CANON INCSPONSORED ADR13800630924210,649SHSOLE 0 0 10,649
CATERPILLAR INCCOM1491231011,0864,683SHSOLE 0 0 4,683
CELANESE CORP DELCOM1508701032411,610SHSOLE 0 0 1,610
CELESTICA INCSUB VTG SHS15101Q10874388,765SHSOLE 0 0 88,765
CHARTER COMMUNICATIONS INC NCL A16119P108270437SHSOLE 0 0 437
CHEETAH MOBILE INCADR1630751048537,716SHSOLE 0 0 37,716
CHEVRON CORP NEWCOM1667641001,74816,684SHSOLE 0 0 16,684
CHEVRON CORP NEWCOM166764100512,000SHCallSOLE 0 0 2,000
CHINA EASTN AIRLS LTDSPON ADR CL H16937R10431513,472SHSOLE 0 0 13,472
CHINA PETROLEUM & CHEMICAL CSPON ADR H SHS16941R1083576,778SHSOLE 0 0 6,778
CHINA YUCHAI INTL LTDCOMG2108210548631,419SHSOLE 0 0 31,419
CHIPMOS TECHNOLOGIES INCSPONSORD ADS NEW16965P20262919,891SHSOLE 0 0 19,891
CHUBB LIMITEDCOMH1467J1042631,664SHSOLE 0 0 1,664
CIGNA CORP NEWCOM1255231004681,935SHSOLE 0 0 1,935
CISCO SYS INCCOM17275R10280215,512SHSOLE 0 0 15,512
CITIGROUP INCCOM NEW1729674241,36518,761SHSOLE 0 0 18,761
CITRIX SYS INCCOM1773761002982,126SHSOLE 0 0 2,126
CLEAN ENERGY FUELS CORPCOM18449910114410,488SHSOLE 0 0 10,488
CLEVELAND-CLIFFS INC NEWCOM185899101804,000SHSOLE 0 0 4,000
CLEVELAND-CLIFFS INC NEWCOM185899101757,000SHCallSOLE 0 0 7,000
COCA COLA COCOM19121610099618,905SHSOLE 0 0 18,905
COCA COLA EUROPEAN PARTNERSSHSG258391044238,107SHSOLE 0 0 8,107
COLGATE PALMOLIVE COCOM1941621033914,963SHSOLE 0 0 4,963
COMCAST CORP NEWCL A20030N1011,43226,468SHSOLE 0 0 26,468
CONOCOPHILLIPSCOM20825C10470913,385SHSOLE 0 0 13,385
COSTCO WHSL CORP NEWCOM22160K1051,0422,956SHSOLE 0 0 2,956
COSTCO WHSL CORP NEWCOM22160K10521300SHCallSOLE 0 0 300
CRESUD S A C I F Y ASPONSORED ADR22640610633764,469SHSOLE 0 0 64,469
CRITEO S ASPONS ADS2267181042667,645SHSOLE 0 0 7,645
CROWDSTRIKE HLDGS INCCL A22788C1052031,113SHSOLE 0 0 1,113
CROWDSTRIKE HLDGS INCCL A22788C10518400SHCallSOLE 0 0 400
CROWN CASTLE INTL CORP NEWCOM22822V1012261,312SHSOLE 0 0 1,312
CSX CORPCOM1264081038909,229SHSOLE 0 0 9,229
CUMMINS INCCOM2310211061,1934,605SHSOLE 0 0 4,605
CVS HEALTH CORPCOM1266501004636,155SHSOLE 0 0 6,155
D R HORTON INCCOM23331A1094204,713SHSOLE 0 0 4,713
DANAHER CORPORATIONCOM2358511026983,103SHSOLE 0 0 3,103
DARLING INGREDIENTS INCCOM23726610188912,081SHSOLE 0 0 12,081
DAVITA INCCOM23918K1088257,657SHSOLE 0 0 7,657
DEERE & COCOM244199105359959SHSOLE 0 0 959
DELL TECHNOLOGIES INCCL C24703L2027278,242SHSOLE 0 0 8,242
DHT HOLDINGS INCSHS NEWY2065G1218213,792SHSOLE 0 0 13,792
DIAGEO PLCSPON ADR NEW25243Q2056083,700SHSOLE 0 0 3,700
DICERNA PHARMACEUTICALS INCCOM25303110825610,000SHSOLE 0 0 10,000
DISCOVERY INCCOM SER A25470F10490520,818SHSOLE 0 0 20,818
DISNEY WALT COCOM2546871064,00021,677SHSOLE 0 0 21,677
DISNEY WALT COCOM254687106551,500SHCallSOLE 0 0 1,500
DOMINION ENERGY INCCOM25746U1092252,964SHSOLE 0 0 2,964
DONNELLEY FINL SOLUTIONS INCCOM25787G10028910,387SHSOLE 0 0 10,387
DR REDDYS LABS LTDADR25613520392515,061SHSOLE 0 0 15,061
EASTMAN CHEM COCOM2774321005334,837SHSOLE 0 0 4,837
EATON CORP PLCSHSG291831037915,723SHSOLE 0 0 5,723
EBAY INC.COM27864210393115,204SHSOLE 0 0 15,204
ECOPETROL S ASPONSORED ADS27915810978461,119SHSOLE 0 0 61,119
ELECTRONIC ARTS INCCOM2855121093012,227SHSOLE 0 0 2,227
EMERSON ELEC COCOM2910111042482,744SHSOLE 0 0 2,744
ENBRIDGE INCCOM29250N1053238,877SHSOLE 0 0 8,877
ENI S P ASPONSORED ADR26874R10826410,694SHSOLE 0 0 10,694
ERICSSONADR B SEK 1029482160818213,814SHSOLE 0 0 13,814
ESCALADE INCCOM2960561042029,644SHSOLE 0 0 9,644
ESSEX PPTY TR INCCOM2971781053871,423SHSOLE 0 0 1,423
EXXON MOBIL CORPCOM30231G1021,35724,307SHSOLE 0 0 24,307
FACEBOOK INCCL A30303M1022,4918,457SHSOLE 0 0 8,457
FARMLAND PARTNERS INCCOM31154R10912110,794SHSOLE 0 0 10,794
FEDEX CORPCOM31428X1063851,357SHSOLE 0 0 1,357
FERGUSON PLC NEWSHSG3421J1063272,722SHSOLE 0 0 2,722
FIDELITY NATL INFORMATION SVCOM31620M1062241,590SHSOLE 0 0 1,590
FIRSTSERVICE CORP NEWCOM33767E2022101,417SHSOLE 0 0 1,417
FORD MTR CO DELCOM34537086013711,174SHSOLE 0 0 11,174
FORD MTR CO DELCOM345370860457,500SHCallSOLE 0 0 7,500
FORD MTR CO DELCOM345370860 0 2,000SHPutSOLE 0 0 2,000
FORTUNE BRANDS HOME & SEC INCOM34964C1063283,427SHSOLE 0 0 3,427
FS KKR CAP CORP IICOM35952V30319610,040SHSOLE 0 0 10,040
GENASYS INCCOM36872P1039213,736SHSOLE 0 0 13,736
GENERAC HLDGS INCCOM3687361043761,148SHSOLE 0 0 1,148
GENERAL ELECTRIC COCOM36960410350438,386SHSOLE 0 0 38,386
GENERAL ELECTRIC COCOM369604103 0 1,000SHPutSOLE 0 0 1,000
GENTEX CORPCOM3719011092055,753SHSOLE 0 0 5,753
GILEAD SCIENCES INCCOM3755581035188,013SHSOLE 0 0 8,013
GLAXOSMITHKLINE PLCSPONSORED ADR37733W1052988,355SHSOLE 0 0 8,355
GOLDMAN SACHS GROUP INCCOM38141G1041,1193,423SHSOLE 0 0 3,423
GOLDMAN SACHS GROUP INCCOM38141G10418300SHCallSOLE 0 0 300
GRAVITY CO LTDSPONSORED ADS NE38911N2062452,131SHSOLE 0 0 2,131
GRUPO AEROPORTUARIO DEL CENTSPON ADR4005011024378,655SHSOLE 0 0 8,655
GRUPO AEROPORTUARIO DEL SURESPON ADR SER B40051E2022771,558SHSOLE 0 0 1,558
GRUPO AEROPUERTO DEL PACIFICSPON ADR B4005061014684,446SHSOLE 0 0 4,446
HARTFORD FINL SVCS GROUP INCCOM4165151042944,409SHSOLE 0 0 4,409
HCA HEALTHCARE INCCOM40412C1017894,190SHSOLE 0 0 4,190
HIMAX TECHNOLOGIES INCSPONSORED ADR43289P10620515,012SHSOLE 0 0 15,012
HOLOGIC INCCOM4364401012893,888SHSOLE 0 0 3,888
HOME DEPOT INCCOM4370761022,0136,594SHSOLE 0 0 6,594
HONDA MOTOR LTDAMERN SHS4381283081,53550,829SHSOLE 0 0 50,829
HONEYWELL INTL INCCOM4385161067333,376SHSOLE 0 0 3,376
HOST HOTELS & RESORTS INCCOM44107P10453431,703SHSOLE 0 0 31,703
HP INCCOM40434L1052969,328SHSOLE 0 0 9,328
HSBC HLDGS PLCSPON ADR NEW40428040631410,759SHSOLE 0 0 10,759
IDEXX LABS INCCOM45168D104431880SHSOLE 0 0 880
IES HLDGS INCCOM44951W1062635,212SHSOLE 0 0 5,212
IHS MARKIT LTDSHSG475671052913,003SHSOLE 0 0 3,003
ILLINOIS TOOL WKS INCCOM4523081092461,112SHSOLE 0 0 1,112
INDUSTRIAS BACHOCO SABSPON ADR B4564631083859,683SHSOLE 0 0 9,683
INFORMATION SVCS GROUP INCCOM45675Y1046715,213SHSOLE 0 0 15,213
ING GROEP N.V.SPONSORED ADR45683710371858,694SHSOLE 0 0 58,694
INNODATA INCCOM NEW45764220510516,659SHSOLE 0 0 16,659
INNOVIVA INCCOM45781M10113010,840SHSOLE 0 0 10,840
INSEEGO CORPCOM45782B10410010,000SHSOLE 0 0 10,000
INTEL CORPCOM4581401002,07732,455SHSOLE 0 0 32,455
INTERCONTINENTAL HOTELS GROUSPONSORED ADS45857P8062784,030SHSOLE 0 0 4,030
INTERNATIONAL BUSINESS MACHSCOM4592001017815,857SHSOLE 0 0 5,857
INTERNATIONAL PAPER COCOM46014610354610,090SHSOLE 0 0 10,090
INTERPUBLIC GROUP COS INCCOM46069010036412,479SHSOLE 0 0 12,479
INTUITCOM461202103369963SHSOLE 0 0 963
INTUITIVE SURGICAL INCCOM NEW46120E602229310SHSOLE 0 0 310
INVESCO EXCHANGE TRADED FD TFTSE RAFI 100046137V6132391,573SHSOLE 0 0 1,573
INVESCO EXCHANGE TRADED FD TS&P500 EQL TEC46137V282244903SHSOLE 0 0 903
INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V3572671,885SHSOLE 0 0 1,885
INVESCO QQQ TRUNIT SER 146090E103111,271348,669SHSOLE 0 0 348,669
IONIS PHARMACEUTICALS INCCOM46222210056212,501SHSOLE 0 0 12,501
ISHARES INCCORE MSCI EMKT46434G10326,838416,996SHSOLE 0 0 416,996
ISHARES INCESG AWR MSCI EM46434G8631,04324,080SHSOLE 0 0 24,080
ISHARES TR0-5YR HI YL CP46434V40761613,452SHSOLE 0 0 13,452
ISHARES TR1 3 YR TREAS BD4642874577,52887,279SHSOLE 0 0 87,279
ISHARES TR3 7 YR TREAS BD4642886617,66759,028SHSOLE 0 0 59,028
ISHARES TRAGGRES ALLOC ETF4642898592,33634,902SHSOLE 0 0 34,902
ISHARES TRBARCLAYS 7 10 YR4642874402,55422,617SHSOLE 0 0 22,617
ISHARES TRCONSER ALLOC ETF4642898832145,537SHSOLE 0 0 5,537
ISHARES TRCORE MSCI EAFE46432F84270,849983,334SHSOLE 0 0 983,334
ISHARES TRCORE MSCI PAC46434V6962253,387SHSOLE 0 0 3,387
ISHARES TRCORE S&P MCP ETF4642875073101,190SHSOLE 0 0 1,190
ISHARES TRCORE S&P TTL STK4642871503613,940SHSOLE 0 0 3,940
ISHARES TRCORE S&P500 ETF464287200115,447290,198SHSOLE 0 0 290,198
ISHARES TRCORE US AGGBD ET46428722634,683304,689SHSOLE 0 0 304,689
ISHARES TRCRE U S REIT ETF46428852170313,410SHSOLE 0 0 13,410
ISHARES TRHDG MSCI JAPAN46434V8863739,580SHSOLE 0 0 9,580
ISHARES TRIBONDS DEC21 ETF46434VBK53,104124,920SHSOLE 0 0 124,920
ISHARES TRIBONDS DEC22 ETF46434VBA73,487136,976SHSOLE 0 0 136,976
ISHARES TRIBONDS DEC23 ETF46434VAX84,542173,775SHSOLE 0 0 173,775
ISHARES TRIBONDS DEC24 ETF46434VBG43,467131,380SHSOLE 0 0 131,380
ISHARES TRIBONDS DEC25 ETF46434VBD11,42753,200SHSOLE 0 0 53,200
ISHARES TRIBOXX HI YD ETF4642885131,15713,269SHSOLE 0 0 13,269
ISHARES TRIBOXX INV CP ETF4642872424,28732,966SHSOLE 0 0 32,966
ISHARES TRISHS 1-5YR INVS46428864612,340225,672SHSOLE 0 0 225,672
ISHARES TRMODERT ALLOC ETF4642898751,13426,030SHSOLE 0 0 26,030
ISHARES TRMSCI EMG MKT ETF4642872342194,105SHSOLE 0 0 4,105
ISHARES TRMSCI LW CRB TG46434V4641,70610,928SHSOLE 0 0 10,928
ISHARES TRMSCI USA ESG SLC4642888021,33915,247SHSOLE 0 0 15,247
ISHARES TRNATIONAL MUN ETF4642884142,85724,623SHSOLE 0 0 24,623
ISHARES TRPFD AND INCM SEC4642886871,28733,507SHSOLE 0 0 33,507
ISHARES TRRUS 2000 GRW ETF4642876484461,484SHSOLE 0 0 1,484
ISHARES TRRUSSELL 2000 ETF464287655205929SHSOLE 0 0 929
ISHARES TRS&P 500 GRWT ETF4642873092604,000SHSOLE 0 0 4,000
ISHARES TRS&P MC 400GR ETF4642876065266,716SHSOLE 0 0 6,716
ISHARES TRSHORT TREAS BD4642886794,68742,414SHSOLE 0 0 42,414
ISHARES TRTIPS BD ETF46428717655,108439,106SHSOLE 0 0 439,106
ISHARES TRUS INDUSTRIALS4642877542122,006SHSOLE 0 0 2,006
ISHARES TRUS TREAS BD ETF46429B26728811,010SHSOLE 0 0 11,010
JD.COM INCSPON ADR CL A47215P1063874,592SHSOLE 0 0 4,592
JOHNSON & JOHNSONCOM4781601042,43314,801SHSOLE 0 0 14,801
JOHNSON CTLS INTL PLCSHSG515021054367,314SHSOLE 0 0 7,314
JOYY INCADS REPSTG COM A46591M1094664,968SHSOLE 0 0 4,968
JPMORGAN CHASE & COCOM46625H1003,79524,933SHSOLE 0 0 24,933
JPMORGAN CHASE & COCOM46625H10019500SHCallSOLE 0 0 500
KB FINL GROUP INCSPONSORED ADR48241A1051,71534,693SHSOLE 0 0 34,693
KINDRED BIOSCIENCES INCCOM4945771095510,990SHSOLE 0 0 10,990
KONINKLIJKE PHILIPS N VNY REG SH NEW5004723035179,068SHSOLE 0 0 9,068
KROGER COCOM5010441012968,236SHSOLE 0 0 8,236
KRYSTAL BIOTECH INCCOM5011471022703,500SHSOLE 0 0 3,500
L3HARRIS TECHNOLOGIES INCCOM5024311092821,390SHSOLE 0 0 1,390
LAM RESEARCH CORPCOM5128071081,0561,774SHSOLE 0 0 1,774
LANDSTAR SYS INCCOM5150981013271,984SHSOLE 0 0 1,984
LAUDER ESTEE COS INCCL A518439104202694SHSOLE 0 0 694
LEJU HLDGS LTDSPONSORED ADS50187J1088735,415SHSOLE 0 0 35,415
LENNAR CORPCL A5260571044564,507SHSOLE 0 0 4,507
LIGHTINTHEBOX HLDG CO LTDSPONSORED ADR53225G10224087,636SHSOLE 0 0 87,636
LIGHTPATH TECHNOLOGIES INCCOM CL A5322578054314,008SHSOLE 0 0 14,008
LILLY ELI & COCOM5324571085602,999SHSOLE 0 0 2,999
LINDE PLCSHSG5494J1037022,507SHSOLE 0 0 2,507
LINDE PLCSHSG5494J10326500SHCallSOLE 0 0 500
LIVEPERSON INCCOM5381461012314,373SHSOLE 0 0 4,373
LKQ CORPCOM5018892082375,594SHSOLE 0 0 5,594
LLOYDS BANKING GROUP PLCSPONSORED ADR539439109484208,642SHSOLE 0 0 208,642
LOCKHEED MARTIN CORPCOM539830109368997SHSOLE 0 0 997
LOGITECH INTL S ASHSH504302325235,005SHSOLE 0 0 5,005
LOWES COS INCCOM5486611075002,630SHSOLE 0 0 2,630
LPL FINL HLDGS INCCOM50212V1002061,446SHSOLE 0 0 1,446
LSI INDS INCCOM50216C10815317,882SHSOLE 0 0 17,882
LUMEN TECHNOLOGIES INCCOM55024110346134,553SHSOLE 0 0 34,553
MAGIC SOFTWARE ENTERPRISES LORD55916610328018,417SHSOLE 0 0 18,417
MAGNA INTL INCCOM5592224013,28937,362SHSOLE 0 0 37,362
MANPOWERGROUP INCCOM56418H1003323,354SHSOLE 0 0 3,354
MANULIFE FINL CORPCOM56501R1061,46167,949SHSOLE 0 0 67,949
MASTERCARD INCORPORATEDCL A57636Q1041,5454,340SHSOLE 0 0 4,340
MCDONALDS CORPCOM5801351011,0034,476SHSOLE 0 0 4,476
MECHEL PAOSPONSORED ADR NE5838406083218,221SHSOLE 0 0 18,221
MEDTRONIC PLCSHSG5960L1039007,620SHSOLE 0 0 7,620
MERCHANTS BANCORP INDCOM58844R1082866,810SHSOLE 0 0 6,810
MERCK & CO. INCCOM58933Y10585311,059SHSOLE 0 0 11,059
MICRON TECHNOLOGY INCCOM5951121033924,449SHSOLE 0 0 4,449
MICROSOFT CORPCOM5949181049,21939,102SHSOLE 0 0 39,102
MITSUBISHI UFJ FINL GROUP INSPONSORED ADS60682210418734,778SHSOLE 0 0 34,778
MOLINA HEALTHCARE INCCOM60855R1003581,530SHSOLE 0 0 1,530
MONDELEZ INTL INCCL A6092071052904,952SHSOLE 0 0 4,952
MORGAN STANLEYCOM NEW6174464481,69221,789SHSOLE 0 0 21,789
NATWEST GROUP PLCSPONS ADR 2 ORD63905710829755,379SHSOLE 0 0 55,379
NETFLIX INCCOM64110L1066551,255SHSOLE 0 0 1,255
NETFLIX INCCOM64110L1066100SHCallSOLE 0 0 100
NEW ORIENTAL ED & TECHNOLOGYSPON ADR64758110729020,743SHSOLE 0 0 20,743
NEXTERA ENERGY INCCOM65339F1015226,899SHSOLE 0 0 6,899
NIKE INCCL B6541061037215,425SHSOLE 0 0 5,425
NIKE INCCL B65410610324700SHCallSOLE 0 0 700
NIO INCSPON ADS62914V1062436,226SHSOLE 0 0 6,226
NOMURA HLDGS INCSPONSORED ADR65535H208922172,022SHSOLE 0 0 172,022
NORFOLK SOUTHN CORPCOM6558441082,1968,180SHSOLE 0 0 8,180
NOVARTIS AGSPONSORED ADR66987V1096988,167SHSOLE 0 0 8,167
NOVO-NORDISK A SADR6701002056609,793SHSOLE 0 0 9,793
NUANCE COMMUNICATIONS INCCOM67020Y1004189,585SHSOLE 0 0 9,585
NUVEEN MUN HIGH INCOME OPPORCOM67068210316411,377SHSOLE 0 0 11,377
NVIDIA CORPORATIONCOM67066G1042,4124,518SHSOLE 0 0 4,518
NVIDIA CORPORATIONCOM67066G10438300SHCallSOLE 0 0 300
NXP SEMICONDUCTORS N VCOMN6596X1091,3616,760SHSOLE 0 0 6,760
OLD DOMINION FREIGHT LINE INCOM6795801002581,074SHSOLE 0 0 1,074
OLD REP INTL CORPCOM68022310416,373749,692SHSOLE 0 0 749,692
OLYMPIC STEEL INCCOM68162K1062197,434SHSOLE 0 0 7,434
ORACLE CORPCOM68389X1052,71238,650SHSOLE 0 0 38,650
ORION ENERGY SYSTEMS INCCOM6862751089814,070SHSOLE 0 0 14,070
ORIX CORPSPONSORED ADR6863301016527,687SHSOLE 0 0 7,687
OWENS & MINOR INC NEWCOM6907321022737,270SHSOLE 0 0 7,270
PACKAGING CORP AMERCOM6951561092471,840SHSOLE 0 0 1,840
PAYPAL HLDGS INCCOM70450Y1031,3605,600SHSOLE 0 0 5,600
PAYPAL HLDGS INCCOM70450Y10341700SHCallSOLE 0 0 700
PEPSICO INCCOM7134481081,1958,451SHSOLE 0 0 8,451
PERION NETWORK LTDSHS NEWM7867311456831,726SHSOLE 0 0 31,726
PFIZER INCCOM7170811031,45640,198SHSOLE 0 0 40,198
PFIZER INCCOM71708110324,000SHCallSOLE 0 0 4,000
PFIZER INCCOM717081103 0 2,000SHPutSOLE 0 0 2,000
PHILIP MORRIS INTL INCCOM7181721096807,665SHSOLE 0 0 7,665
PINDUODUO INCSPONSORED ADS7223041026574,908SHSOLE 0 0 4,908
PNC FINL SVCS GROUP INCCOM6934751056903,933SHSOLE 0 0 3,933
POLARITYTE INCCOM7310941086861,700SHSOLE 0 0 61,700
POSCOSPONSORED ADR6934831091,02014,125SHSOLE 0 0 14,125
PROCTER AND GAMBLE COCOM7427181092,28716,890SHSOLE 0 0 16,890
PROGRESSIVE CORPCOM7433151032993,130SHSOLE 0 0 3,130
PROLOGIS INC.COM74340W1032912,746SHSOLE 0 0 2,746
PRUDENTIAL PLCADR74435K2042355,495SHSOLE 0 0 5,495
PUBLIC STORAGECOM74460D1092781,128SHSOLE 0 0 1,128
PZENA INVT MGMT INCCLASS A74731Q10312812,165SHSOLE 0 0 12,165
QUALCOMM INCCOM7475251031,94314,657SHSOLE 0 0 14,657
QUALCOMM INCCOM747525103181,000SHCallSOLE 0 0 1,000
QUANTA SVCS INCCOM74762E1024284,860SHSOLE 0 0 4,860
QUDIAN INCADR74779810620589,696SHSOLE 0 0 89,696
RAYTHEON TECHNOLOGIES CORPCOM75513E1016648,594SHSOLE 0 0 8,594
REGAL BELOIT CORPCOM7587501033962,773SHSOLE 0 0 2,773
REGENERON PHARMACEUTICALSCOM75886F107299633SHSOLE 0 0 633
RELIANCE STEEL & ALUMINUM COCOM7595091023312,176SHSOLE 0 0 2,176
RENEWABLE ENERGY GROUP INCCOM NEW75972A3013445,212SHSOLE 0 0 5,212
RENT A CTR INC NEWCOM76009N1002764,787SHSOLE 0 0 4,787
RESTAURANT BRANDS INTL INCCOM76131D1032864,397SHSOLE 0 0 4,397
RETRACTABLE TECHNOLOGIES INCCOM76129W10526120,331SHSOLE 0 0 20,331
RIO TINTO PLCSPONSORED ADR7672041002,14227,583SHSOLE 0 0 27,583
RITCHIE BROS AUCTIONEERSCOM7677441055499,372SHSOLE 0 0 9,372
ROCKWELL AUTOMATION INCCOM7739031093491,315SHSOLE 0 0 1,315
ROYAL BK CDACOM7800871025946,441SHSOLE 0 0 6,441
ROYAL DUTCH SHELL PLCSPONS ADR A78025920657614,680SHSOLE 0 0 14,680
RYERSON HLDG CORPCOM78375410422012,895SHSOLE 0 0 12,895
SALESFORCE COM INCCOM79466L3029114,302SHSOLE 0 0 4,302
SALESFORCE COM INCCOM79466L302371,400SHCallSOLE 0 0 1,400
SANOFISPONSORED ADR80105N10556511,416SHSOLE 0 0 11,416
SAP SESPON ADR8030542044663,795SHSOLE 0 0 3,795
SAPIENS INTL CORP N VSHSG7T16G10338812,220SHSOLE 0 0 12,220
SCHLUMBERGER LTDCOM80685710837613,822SHSOLE 0 0 13,822
SCHWAB STRATEGIC TRINTL EQTY ETF8085248053088,199SHSOLE 0 0 8,199
SCHWAB STRATEGIC TRUS LCAP GR ETF8085243002451,889SHSOLE 0 0 1,889
SCHWAB STRATEGIC TRUS LCAP VA ETF8085244093555,437SHSOLE 0 0 5,437
SEAGATE TECHNOLOGY PLCSHSG7945M1071,12314,628SHSOLE 0 0 14,628
SELECT MED HLDGS CORPCOM81619Q10534110,007SHSOLE 0 0 10,007
SELECT SECTOR SPDR TRTECHNOLOGY81369Y8032091,576SHSOLE 0 0 1,576
SERVICENOW INCCOM81762P102370739SHSOLE 0 0 739
SHERWIN WILLIAMS COCOM8243481061,9082,585SHSOLE 0 0 2,585
SHOPIFY INCCL A82509L107626566SHSOLE 0 0 566
SHOPIFY INCCL A82509L10752200SHCallSOLE 0 0 200
SIBANYE STILLWATER LTDSPONSORED ADR82575P10733818,920SHSOLE 0 0 18,920
SILVERCORP METALS INCCOM82835P10310120,654SHSOLE 0 0 20,654
SKYWORKS SOLUTIONS INCCOM83088M1022081,136SHSOLE 0 0 1,136
SMART SAND INCCOM83191H10713051,215SHSOLE 0 0 51,215
SONY CORPSPONSORED ADR8356993072,05119,343SHSOLE 0 0 19,343
SOUTHERN COCOM8425871073976,385SHSOLE 0 0 6,385
SOUTHWEST AIRLS COCOM8447411084908,032SHSOLE 0 0 8,032
SPDR GOLD TRGOLD SHS78463V1071,1737,330SHSOLE 0 0 7,330
SPDR INDEX SHS FDSEURO STOXX 5078463X2022,70260,715SHSOLE 0 0 60,715
SPDR INDEX SHS FDSPORTFOLIO EMG MK78463X5092,65160,547SHSOLE 0 0 60,547
SPDR S&P 500 ETF TRTR UNIT78462F10359,307149,642SHSOLE 0 0 149,642
SPDR S&P 500 ETF TRTR UNIT78462F10353,300SHCallSOLE 0 0 3,300
SPDR S&P 500 ETF TRTR UNIT78462F103 0 2,000SHPutSOLE 0 0 2,000
SPDR SER TRNUVEEN BRC MUNIC78468R72124,449473,266SHSOLE 0 0 473,266
SPDR SER TRPORTFLI TIPS ETF78464A6562,21872,598SHSOLE 0 0 72,598
SPDR SER TRPORTFOLIO AGRGTE78464A6493,912131,955SHSOLE 0 0 131,955
SPDR SER TRPORTFOLIO S&P50078464A85452211,209SHSOLE 0 0 11,209
SPDR SER TRS&P 600 SMCP VAL78464A3006,43978,530SHSOLE 0 0 78,530
SPDR SER TRS&P DIVID ETF78464A7636155,213SHSOLE 0 0 5,213
SPDR SER TRWELLS FG PFD ETF78464A2922716,240SHSOLE 0 0 6,240
SQUARE INCCL A8522341033201,409SHSOLE 0 0 1,409
SQUARE INCCL A852234103651,000SHCallSOLE 0 0 1,000
STANTEC INCCOM85472N10972716,999SHSOLE 0 0 16,999
STARBUCKS CORPCOM8552441091,26711,595SHSOLE 0 0 11,595
STELLANTIS N.VSHSN8240510631017,403SHSOLE 0 0 17,403
STRYKER CORPORATIONCOM863667101233957SHSOLE 0 0 957
SUMITOMO MITSUI FINL GROUP ISPONSORED ADR86562M20953774,103SHSOLE 0 0 74,103
SUN LIFE FINANCIAL INC.COM8667961054929,739SHSOLE 0 0 9,739
SUNCOR ENERGY INC NEWCOM86722410742120,152SHSOLE 0 0 20,152
SYKES ENTERPRISES INCCOM8712371033107,028SHSOLE 0 0 7,028
SYNCHRONY FINANCIALCOM87165B10379419,539SHSOLE 0 0 19,539
SYNNEX CORPCOM87162W1005314,620SHSOLE 0 0 4,620
SYSCO CORPCOM8718291073043,864SHSOLE 0 0 3,864
TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS8740391003,48229,438SHSOLE 0 0 29,438
TARGET CORPCOM87612E1069674,882SHSOLE 0 0 4,882
TELEFONICA S ASPONSORED ADR87938220818440,576SHSOLE 0 0 40,576
TERADYNE INCCOM8807701022762,271SHSOLE 0 0 2,271
TERNIUM SASPONSORED ADS88089010860915,684SHSOLE 0 0 15,684
TESLA INCCOM88160R1015,0927,623SHSOLE 0 0 7,623
TESLA INCCOM88160R10182400SHCallSOLE 0 0 400
TEXAS INSTRS INCCOM8825081048664,581SHSOLE 0 0 4,581
TFI INTL INCCOM87241L1096588,806SHSOLE 0 0 8,806
THERAPEUTICSMD INCCOM88338N1077858,000SHSOLE 0 0 58,000
THERMO FISHER SCIENTIFIC INCCOM8835561021,6753,671SHSOLE 0 0 3,671
THOMSON REUTERS CORP.COM NEW8849037094354,962SHSOLE 0 0 4,962
TJX COS INC NEWCOM8725401093865,828SHSOLE 0 0 5,828
T-MOBILE US INCCOM8725901043462,763SHSOLE 0 0 2,763
TOPBUILD CORPCOM89055F1034722,253SHSOLE 0 0 2,253
TORONTO DOMINION BK ONTCOM NEW8911605095778,852SHSOLE 0 0 8,852
TOTAL SESPONSORED ADS89151E10981917,588SHSOLE 0 0 17,588
TOYOTA MOTOR CORPSP ADR REP2COM8923313077414,745SHSOLE 0 0 4,745
TRAVELERS COMPANIES INCCOM89417E1094723,140SHSOLE 0 0 3,140
TRUIST FINL CORPCOM89832Q1092233,821SHSOLE 0 0 3,821
TYSON FOODS INCCL A9024941032833,806SHSOLE 0 0 3,806
UBER TECHNOLOGIES INCCOM90353T1001,39325,552SHSOLE 0 0 25,552
UBER TECHNOLOGIES INCCOM90353T10012800SHCallSOLE 0 0 800
UBS GROUP AGSHSH4209710718511,896SHSOLE 0 0 11,896
UNILEVER PLCSPON ADR NEW9047677045329,531SHSOLE 0 0 9,531
UNION PAC CORPCOM9078181088653,927SHSOLE 0 0 3,927
UNION PAC CORPCOM907818108361,000SHCallSOLE 0 0 1,000
UNITED MICROELECTRONICS CORPSPON ADR NEW9108734052,575282,670SHSOLE 0 0 282,670
UNITED PARCEL SERVICE INCCL B9113121065313,124SHSOLE 0 0 3,124
UNITED RENTALS INCCOM9113631099042,744SHSOLE 0 0 2,744
UNITED RENTALS INCCOM9113631099100SHCallSOLE 0 0 100
UNITED THERAPEUTICS CORP DELCOM91307C1022621,568SHSOLE 0 0 1,568
UNITEDHEALTH GROUP INCCOM91324P1022,3756,384SHSOLE 0 0 6,384
US BANCORP DELCOM NEW9029733043506,327SHSOLE 0 0 6,327
VALE S ASPONSORED ADS91912E10518410,582SHSOLE 0 0 10,582
VANGUARD BD INDEX FDSSHORT TRM BOND92193782761,877752,854SHSOLE 0 0 752,854
VANGUARD BD INDEX FDSTOTAL BND MRKT9219378353203,778SHSOLE 0 0 3,778
VANGUARD INDEX FDSGROWTH ETF9229087365522,146SHSOLE 0 0 2,146
VANGUARD INDEX FDSMID CAP ETF9229086294722,132SHSOLE 0 0 2,132
VANGUARD INDEX FDSREAL ESTATE ETF9229085533,50338,130SHSOLE 0 0 38,130
VANGUARD INDEX FDSS&P 500 ETF SHS9229083633,4459,457SHSOLE 0 0 9,457
VANGUARD INDEX FDSSMALL CP ETF9229087515242,449SHSOLE 0 0 2,449
VANGUARD INDEX FDSTOTAL STK MKT922908769172,436834,274SHSOLE 0 0 834,274
VANGUARD INDEX FDSVALUE ETF9229087449577,281SHSOLE 0 0 7,281
VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427755,03582,984SHSOLE 0 0 82,984
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428582,27043,612SHSOLE 0 0 43,612
VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428745,79692,004SHSOLE 0 0 92,004
VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427425,23753,832SHSOLE 0 0 53,832
VANGUARD MUN BD FDSTAX EXEMPT BD9229077462624,795SHSOLE 0 0 4,795
VANGUARD SCOTTSDALE FDSSHORT TERM TREAS92206C1023,04649,505SHSOLE 0 0 49,505
VANGUARD SPECIALIZED FUNDSDIV APP ETF9219088441,83812,498SHSOLE 0 0 12,498
VANGUARD STAR FDSVG TL INTL STK F9219097681,14118,198SHSOLE 0 0 18,198
VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF92194385826,596541,564SHSOLE 0 0 541,564
VANGUARD WHITEHALL FDSHIGH DIV YLD9219464064954,895SHSOLE 0 0 4,895
VANGUARD WORLD FDSINF TECH ETF92204A702283790SHSOLE 0 0 790
VEDANTA LIMITEDSPONSORED ADR92242Y1001,539122,398SHSOLE 0 0 122,398
VERIZON COMMUNICATIONS INCCOM92343V10496916,658SHSOLE 0 0 16,658
VIACOMCBS INCCL B92556H2064058,979SHSOLE 0 0 8,979
VIACOMCBS INCCL B92556H2065400SHCallSOLE 0 0 400
VISA INCCOM CL A92826C8393,75117,717SHSOLE 0 0 17,717
VODAFONE GROUP PLC NEWSPONSORED ADR92857W30886747,032SHSOLE 0 0 47,032
VOYA FINANCIAL INCCOM9290891002103,295SHSOLE 0 0 3,295
VULCAN MATLS COCOM9291601096513,857SHSOLE 0 0 3,857
WALMART INCCOM9311421031,1208,248SHSOLE 0 0 8,248
WALMART INCCOM931142103392,000SHCallSOLE 0 0 2,000
WATERS CORPCOM941848103266936SHSOLE 0 0 936
WELLS FARGO CO NEWCOM94974610161015,600SHSOLE 0 0 15,600
WELLS FARGO CO NEWCOM949746101434,000SHCallSOLE 0 0 4,000
WESTERN DIGITAL CORP.COM9581021052724,074SHSOLE 0 0 4,074
WESTERN UN COCOM95980210973729,903SHSOLE 0 0 29,903
WESTPAC BANKING CORPSPONSORED ADR96121430120811,230SHSOLE 0 0 11,230
WEYERHAEUSER CO MTN BECOM NEW9621661042797,834SHSOLE 0 0 7,834
WHIRLPOOL CORPCOM9633201062431,101SHSOLE 0 0 1,101
WILLIAMS COS INCCOM9694571002259,509SHSOLE 0 0 9,509
WINTRUST FINL CORPCOM97650W1083795,000SHSOLE 0 0 5,000
WIPRO LTDSPON ADR 1 SH97651M10932551,215SHSOLE 0 0 51,215
WISDOMTREE TRINTL SMCAP DIV97717W7604,26859,089SHSOLE 0 0 59,089
WISDOMTREE TRJAPN HEDGE EQT97717W8512,88847,089SHSOLE 0 0 47,089
WNS HLDGS LTDSPON ADR92932M10176110,505SHSOLE 0 0 10,505
WPP PLC NEWADR92937A10274911,728SHSOLE 0 0 11,728
XYLEM INCCOM98419M1003213,048SHSOLE 0 0 3,048
YELLOW CORPCOM98551010616919,190SHSOLE 0 0 19,190
ZEBRA TECHNOLOGIES CORPORATICL A9892071056281,295SHSOLE 0 0 1,295
ZILLOW GROUP INCCL C CAP STK98954M2002762,126SHSOLE 0 0 2,126
ZOETIS INCCL A98978V1033992,532SHSOLE 0 0 2,532
ZOETIS INCCL A98978V1037300SHCallSOLE 0 0 300