UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2009
Check here if Amendment[ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Barrow, Hanley, Mewhinney & Strauss, Inc.
Address: 2200 Ross Ave, Suite 3100
Dallas, TX 75201
Form 13F File Number: 28-1006
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete,
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James P. Barrow
Title: President
Phone: 214-665-1900
Signature, Place, and Date of Signing:
James P. Barrow Dallas, TX 11/12/09
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other
reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this report
and a portion are reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 213
Form 13F Information Table Value Total: $43,662,363
(thousands)
List of Other Included Managers:
NO. Form 13F File Number Name
01 028-11931 Old Mutual (US) Holdings Inc.
02 028-11581 Old Mutual Capital, Inc.
03 028-01190 Russell Investment Company
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3M Co. COM 88579Y101 73588 997125 SH Defined 01 716525 280600
ALCOA COM 013817101 59189 4511340 SH Defined 01 3302840 1208500
AXIS Capital Holdings COM G0692U109 78606 2604560 SH Defined 01 653560 1951000
Aaron's Inc. COM 002535201 19076 722590 SH Defined 01 276590 446000
Administaff Inc. COM 007094105 23136 880700 SH Defined 01 344000 536700
Advance Auto Parts COM 00751Y106 52386 1333650 SH Defined 01 316550 1017100
Alliance Data Systems COM 018581108 26104 427370 SH Defined 01 323370 104000
Allstate Corp COM 020002101 179023 5846609 SH Defined 01 4245486 1603563
Altria Group COM 02209S103 453118 25441758 SH Defined 01 7173623 18272925
1603 90032 SH Other 01 02 90032
Amer Tel & Tel COM 00206R102 670654 24829837 SH Defined 01 9013111 15821786
1402 51914 SH Other 01 02 51914
American Axle & Manuf COM 024061103 30561 4316590 SH Defined 01 1690290 2626300
American Express COM 025816109 1002707 29578381 SH Defined 01 8181991 21401380
3409 100562 SH Other 01 02 100562
American Int'l Group COM 026874784 8050 182500 SH Defined 01 32185 150315
Ameristar Casinos COM 03070Q101 18451 1169270 SH Defined 01 451570 717700
Annaly Capital Mgmt COM 035710409 107966 5951815 SH Defined 01 1390715 4561100
Applied Materials COM 038222105 182423 13634031 SH Defined 01 10334120 3305911
Avery Dennison Corp. COM 053611109 37316 1036265 SH Defined 01 205565 830700
Avocent COM 053893103 4232 208800 SH Defined 01 80700 128100
BP PLC ADR COM 055622104 849273 15954776 SH Defined 01 2683812 13272864
2720 51100 SH Other 01 02 51100
Bank of America COM 060505104 687792 40649667 SH Defined 01 10495388 30160494
2600 153663 SH Other 01 02 153663
Baxter Intl Inc. COM 071813109 366235 6424044 SH Defined 01 1996459 4428785
1172 20558 SH Other 01 02 20558
Bristol-Myers Squibb COM 110122108 1379554 61259054 SH Defined 01 14561394 46706450
3964 176001 SH Other 01 02 176001
Brooks Automation Inc. COM 114340102 38396 4967120 SH Defined 01 1922920 3044200
Brunswick Corp. COM 117043109 24835 2073070 SH Defined 01 801540 1271530
Burlington Northern COM 12189T104 284603 3565117 SH Defined 01 2615477 951140
CBS Corp. New COM 124857202 207503 17220200 SH Defined 01 717000 16503200
788 65400 SH Other 01 02 65400
CIGNA COM 125509109 54894 1954235 SH Defined 01 490135 1464100
CKE Restaurants Inc COM 12561E105 10247 976800 SH Defined 01 378500 598300
CVS/Caremark Corp COM 126650100 340 9500 SH Defined 01 9500
Cabelas, Inc. COM 126804301 28483 2135180 SH Defined 01 811880 1323300
Capital One Financial COM 14040H105 793336 22203647 SH Defined 01 6651302 15555865
2092 58540 SH Other 01 02 58540
Cardinal Health COM 14149Y108 140873 5256450 SH Defined 01 1932350 3324100
2377 88700 SH Other 01 02 88700
CareFusion Corp COM 14170T101 52610 2413305 SH Defined 01 965005 1448300
Carnival Corp. COM 143658300 1062299 31920036 SH Defined 01 9002046 22923590
3473 104358 SH Other 01 02 104358
CenterPoint Energy COM 15189T107 428805 34497620 SH Defined 01 2840720 31656900
1640 131900 SH Other 01 02 131900
Chesapeake Energy COM 165167107 165489 5827065 SH Defined 01 4385255 1444310
Chevron Corporation COM 166764100 51176 726617 SH Defined 01 599377 127240
Chubb Corp COM 171232101 61696 1223880 SH Defined 01 299980 923900
Citigroup Inc. COM 172967101 160832 33229758 SH Defined 01 3793975 29435783
Cognex Corp COM 192422103 36852 2249800 SH Defined 01 865600 1384200
Comfort Sys COM 199908104 22423 1934700 SH Defined 01 743583 1191117
Computer Sciences Corp. COM 205363104 96268 1826380 SH Defined 01 444280 1382100
ConAgra Foods Inc. COM 205887102 670 30900 SH Defined 01 3400 27500
ConocoPhillips COM 20825C104 919334 20357262 SH Defined 01 5012987 15347475
2759 61095 SH Other 01 02 61095
Consolidated Edison COM 209115104 856 20900 SH Defined 01 20900
Constellation Energy COM 210371100 423940 13096700 SH Defined 01 624200 12472500
1887 58300 SH Other 01 02 58300
Cooper Industries, Ltd. COM G24140108 595124 15840400 SH Defined 01 159700 15680700
3701 98500 SH Other 01 02 98500
Coventry Health Care COM 222862104 55879 2799555 SH Defined 01 736555 2063000
Diageo PLC ADR COM 25243Q205 782081 12718830 SH Defined 01 2102330 10617800
3528 57372 SH Other 01 02 57372
Diebold Incorporated COM 253651103 32325 981620 SH Defined 01 377920 603700
Dominion Resources COM 25746U109 716568 20770094 SH Defined 01 4882264 15890830
2133 61824 SH Other 01 02 61824
Donnelley & Sons COM 257867101 774 36400 SH Defined 01 36400
Dover Corp Com COM 260003108 2364 61000 SH Defined 01 6900 54100
Du Pont COM 263534109 648275 20170362 SH Defined 01 6475022 13698940
2330 72500 SH Other 01 02 72500
Duke Energy Corp. COM 26441C105 555059 35264257 SH Defined 01 6089304 29179353
2893 183820 SH Other 01 02 183820
Eastman Chemical COM 277432100 2174 40600 SH Defined 01 40600
Eaton Corp. COM 278058102 88322 1560740 SH Defined 01 382240 1178500
El Paso Corporation COM 28336L109 43973 4260935 SH Defined 01 1231435 3029500
Emerson Electric COM 291011104 282783 7055454 SH Defined 01 5208294 1850160
EnCana Corp. COM 292505104 32953 572000 SH Defined 01 432800 139200
Encore Acquisition Co. COM 29255W100 16192 432935 SH Defined 01 165860 267075
Entergy Corp. COM 29364G103 476861 5971206 SH Defined 01 2602191 3370515
743 9300 SH Other 01 02 9300
Exco Resources COM 269279402 40765 2181100 SH Defined 01 843000 1338100
ExxonMobil COM 30231G102 14745 214910 SH Defined 01 200400 14510
Fairpoint Communications COM 305560104 229 559214 SH Defined 01 25294 533920
1 2687 SH Other 01 02 2687
Family Dollar Stores COM 307000109 53308 2019240 SH Defined 01 507440 1511800
Fidelity National Financial COM 31620R105 75646 5016300 SH Defined 01 1235400 3780900
Flowserve Corp. COM 34354P105 32241 327190 SH Defined 01 126980 200210
Fortune Brands COM 349631101 563 13100 SH Defined 01 13100
Gamestop Corp. COM 36467W109 81048 3061870 SH Defined 01 788670 2273200
Gannett Inc. COM 364730101 21140 1689880 SH Defined 01 1198880 491000
General Electric COM 369604103 813349 49534055 SH Defined 01 8463675 41075480
3496 212930 SH Other 01 02 212930
Gentex Corp. COM 371901109 42660 3014810 SH Defined 01 1146110 1868700
Genuine Parts Co. COM 372460105 4088 107400 SH Defined 01 86100 21300
Goodrich Corp. COM 382388106 84111 1547865 SH Defined 01 393265 1154600
Hanesbrands Inc. COM 410345102 85503 3995445 SH Defined 01 1003145 2992300
Harsco Corp. COM 415864107 28346 800495 SH Defined 01 309595 490900
Hewlett Packard Co. COM 428236103 1141255 24174013 SH Defined 01 5437893 18739520
4476 94803 SH Other 01 02 94803
Home Depot, Inc. COM 437076102 208648 7832129 SH Defined 01 5789949 2045580
Honeywell International COM 438516106 971456 26149563 SH Defined 01 7320453 18833510
3661 98538 SH Other 01 02 98538
IBM COM 459200101 1297305 10846129 SH Defined 01 2246959 8600550
4133 34550 SH Other 01 02 34550
ITT Corporation COM 450911102 716913 13747135 SH Defined 01 996935 12750200
3207 61500 SH Other 01 02 61500
Illinois Tool Works COM 452308109 1146468 26843084 SH Defined 01 7671074 19176610
3432 80355 SH Other 01 02 80355
Imperial Tobacco ADR COM 453142101 1267277 21912743 SH Defined 01 4899923 17016020
3976 68747 SH Other 01 02 68747
Insituform Technologies COM 457667103 33222 1735740 SH Defined 01 690440 1045300
Intel Corp. COM 458140100 1001070 51153320 SH Defined 01 12202360 38958260
3499 178800 SH Other 01 02 178800
Intl Game Tech. COM 459902102 121162 5640710 SH Defined 01 1359610 4281100
J.C. Penney Co. COM 708160106 48445 1435400 SH Defined 01 1045100 390300
J.P. Morgan Chase COM 46625H100 1208696 27583202 SH Defined 01 6170442 21416540
4113 93857 SH Other 01 02 93857
Johnson & Johnson COM 478160104 199835 3281908 SH Defined 01 2497268 785940
Korn/Ferry Int'l COM 500643200 34670 2376270 SH Defined 01 937710 1438560
Kraft Foods Inc. COM 50075N104 5017 190993 SH Defined 01 99793 91200
L-3 Communications COM 502424104 255436 3180225 SH Defined 01 1973735 1207490
Littelfuse Inc. COM 537008104 42012 1601085 SH Defined 01 610585 990500
Loews Corp COM 540424108 805 23500 SH Defined 01 23500
Lorillard Inc. COM 544147101 53657 722165 SH Defined 01 177065 545100
MDU Resources Group COM 552690109 79969 3835441 SH Defined 01 773241 3062200
Marathon Oil Corp. COM 565849106 278724 8737415 SH Defined 01 6502455 2238460
Marinemax Inc. COM 567908108 3990 510910 SH Defined 01 211210 299700
Maximus Inc. COM 577933104 30568 655955 SH Defined 01 283055 372900
McDonald's Corp. COM 580135101 26703 467900 SH Defined 01 269400 198500
Medtronic, Inc. COM 585055106 104774 2847120 SH Defined 01 2165120 683300
Mens Wearhouse Inc. COM 587118100 64776 2622525 SH Defined 01 1007810 1614715
Mentor Graphics Corp. COM 587200106 38852 4173135 SH Defined 01 1684095 2489040
Merck & Co. COM 589331107 576 18200 SH Defined 01 18200
Mercury Computer Systems COM 589378108 15723 1594653 SH Defined 01 646820 947833
Methode Electronics COM 591520200 6617 763200 SH Defined 01 763200
Microchip Technology COM 595017104 22660 855100 SH Defined 01 638300 216800
Microsoft Corp COM 594918104 1085006 42185315 SH Defined 01 9979465 32211650
4051 157500 SH Other 01 02 157500
Murphy Oil Corp. COM 626717102 105673 1835562 SH Defined 01 790562 1045000
NBTY Inc. COM 628782104 25810 652100 SH Defined 01 251200 400900
NY Community Bancorp COM 649445103 46779 4096215 SH Defined 01 1008215 3088000
Newell Rubbermaid Inc. COM 651229106 70605 4500000 SH Defined 01 4500000
Nokia Corp. ADR COM 654902204 903340 61787943 SH Defined 01 12709013 49086930
3863 264224 SH Other 01 02 264224
Northrop Grumman Corp. COM 666807102 20586 397800 SH Defined 01 326700 71100
Occidental Petroleum COM 674599105 1363098 17386453 SH Defined 01 5594645 11795008
4267 54422 SH Other 01 02 54422
Omnicare Inc. COM 681904108 79113 3513030 SH Defined 01 861930 2651100
Oshkosh Corp COM 688239201 65502 2117755 SH Defined 01 810755 1307000
PNC Financial Services COM 693475105 840738 17302696 SH Defined 01 2793137 14511059
3267 67236 SH Other 01 02 67236
Paychex Inc Com COM 704326107 21917 754470 SH Defined 01 516170 238300
People's United Financial COM 712704105 54725 3517056 SH Defined 01 804718 2712338
Pfizer Inc. COM 717081103 851941 51476786 SH Defined 01 15657989 35828117
2726 164683 SH Other 01 02 164683
Philip Morris Int'l COM 718172109 1253523 25718559 SH Defined 01 5873154 19849295
4777 98000 SH Other 01 02 98000
10406 213500 SH Other 01 03 213500
Pinnacle West Capital COM 723484101 55752 1698720 SH Defined 01 454020 1244700
Pitney Bowes Inc. COM 724479100 49100 1975850 SH Defined 01 1378350 597500
Plexus Corp. COM 729132100 45962 1744960 SH Defined 01 670460 1074500
PolyOne Corp. COM 73179P106 42833 6421810 SH Defined 01 2489890 3931920
Quest Diagnostics COM 74834L100 582823 11167330 SH Defined 01 319130 10848200
3410 65344 SH Other 01 02 65344
Raytheon Co. COM 755111507 970917 20240090 SH Defined 01 4484250 15758540
3727 77700 SH Other 01 02 77700
Regal Beloit Corp. COM 758750103 34646 757950 SH Defined 01 292850 465100
Reynolds American COM 761713106 52276 1174220 SH Defined 01 288920 885300
Royal Caribbean Cruises COM V7780T103 59023 2451120 SH Defined 01 602020 1849100
Ryder Systems Inc. COM 783549108 61042 1562775 SH Defined 01 394075 1168700
SLM Corporation COM 78442P106 454274 52095608 SH Defined 01 17954593 34151765
1204 138088 SH Other 01 02 138088
SPX Corp COM 784635104 49175 802590 SH Defined 01 195890 606700
Sempra Energy COM 816851109 29024 582700 SH Defined 01 427400 155300
Service Corp. COM 817565104 207552 29607955 SH Defined 01 1015655 28592300
1249 178200 SH Other 01 02 178200
Simpson Manufacturing COM 829073105 27691 1096225 SH Defined 01 430400 665825
Spectra Energy COM 847560109 966874 51049328 SH Defined 01 9833808 41221120
3604 190272 SH Other 01 02 190272
Stanley Works COM 854616109 429752 10066810 SH Defined 01 6385660 3684450
3177 74411 SH Other 01 02 74411
Stewart Information Svcs COM 860372101 5389 435670 SH Defined 01 166670 269000
Suntrust Bks Inc COM 867914103 147025 6519940 SH Defined 01 4985910 1536620
Sysco Corp. COM 871829107 82700 3327980 SH Defined 01 1191180 2136800
Terex Corp. COM 880779103 36004 1736800 SH Defined 01 680840 1055960
Texas Instrs Inc COM 882508104 15183 640900 SH Defined 01 556800 84100
Time Warner COM 887317303 21167 735460 SH Defined 01 567960 167500
Torchmark Corp. COM 891027104 32751 754100 SH Defined 01 292800 461300
Travelers COM 89417E109 102639 2084887 SH Defined 01 1664146 420741
U.S. Bancorp COM 902973304 2871 131347 SH Defined 01 131347
UnitedHealth Group COM 91324P102 238562 9527228 SH Defined 01 7153648 2377580
Valassis Communications COM 918866104 66658 3728104 SH Defined 01 1443104 2285000
Valero Energy Corp. COM 91913Y100 15992 824780 SH Defined 01 567080 257700
Verizon COM 92343V104 530969 17541110 SH Defined 01 6904927 10640183
1385 45758 SH Other 01 02 45758
Vishay Intertechnology COM 928298108 61763 7818070 SH Defined 01 3054890 4763180
Wal Mart Stores Inc. COM 931142103 44711 910800 SH Defined 01 676700 234100
Walgreen Company COM 931422109 462 12336 SH Defined 01 12336
WellPoint, Inc. COM 94973V107 718760 15176523 SH Defined 01 5668125 9511798
1909 40312 SH Other 01 02 40312
Wells Fargo & Co. COM 949746101 1125586 39942742 SH Defined 01 8604806 31342946
4160 147615 SH Other 01 02 147615
Whirlpool Corp. COM 963320106 47832 683700 SH Defined 01 264400 419300
Willis Group Holdings Ltd. COM G96655108 87401 3097115 SH Defined 01 779015 2318100
Wyeth COM 983024100 976703 20105048 SH Defined 01 4378986 15728612
3873 79717 SH Other 01 02 79717
Wyndham Worldwide COM 98310W108 338676 20752220 SH Defined 01 1427300 19324920
2121 129987 SH Other 01 02 129987
XL Capital COM G98255105 307110 17589330 SH Defined 01 1574830 16014500
1370 78461 SH Other 01 02 78461
Xcel Energy Inc. COM 98389B100 83637 4347025 SH Defined 01 1137925 3209100
</TABLE>